Nationwide Financial Planners

National Coverage

Local Professionals

Featured Business Financial Advisor in Rockville, MD
Rockville Financial Advisors
Basil Herzstein, CFP®
751 Rockvile pike, Suite 4A
Rockville, MD 20852
(301) 230-2677
Advisor Profile
Basil Herzstein, CFP®
Name:  Basil Herzstein, CFP®
Phone Number:  (301) 230-2677
Website:  Visit Website
Disclaimer
Basil Herzstein, CFP is a registered representative and investment advisor representative who offers securities and investment advisory services through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA/SIPC, and is an agent who offers annuity and insurance products through AXA Network, LLC and/or its insurance agency subsidiaries. AXA Network, LLC does business in California as AXA Network Insurance Agency of California, LLC and, in Utah, as AXA Network Insurance Agency of Utah, LLC. AXA Advisors and AXA Network are affiliated companies and do not provide tax or legal advice. Representatives may transact business, which includes offering products and services and/or responding to inquiries, only in state(s) in which they are properly registered and/or licensed. Your receipt of this e-mail does not necessarily indicate that the sender is able to transact business in your state. AGE 65444 (10/11)(Exp. 10/13).

About Basil Herzstein, CFP®

As an Independent CERTIFIED FINANCIAL PLANNER™ Professional I provide the highest quality financial advisory service to clients. We build successful relationships with clients that are based on trust, open communication and integrity.

Every client has unique needs and I provide advice to them on their financial needs for both the present and for the future.

We work with people of all incomes and ages and balance their needs to achieve their financial goals.

We focus on Individual and Corporate retirement Planning, College Funding, Capital Management and Long Term Care.
 

General Information

Gender:    Male
CRD#:    2247685
Insurance License#:    35181
Name of Broker/Dealer:    AXA-Advisors, LLC
Name of Custodial Firm:    LPL/Linsco Private Ledger
States Licensed in:    MD,DC,VA,PA,NY,FL,TX,WV
States Willing to do Business in:    MD,DC,VA,HI,PA,NY,FL,TX,WV
Years of Experience in Financial Services:    35
Number of Years with Current Firm:    25
Work Experience:    For over 35 years I have worked with clients to help them to meet their financial goals.
I work with the following types of clients:    Individual Investors, Businesses
Foreign Languages Serviced:    Dutch
 

Education

Academic Background
 
Accounting/Finance/Tax
 

Services

Investment Types:    Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Mutual Funds, Insurance, Annuities, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At your office, At my office, Via phone
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant
Securities Licenses:    Series 6, Series 7, Series 66, Series 65, Series 63
Insurance and Annuity Licenses:    Disability, Health, Variable Life, Long Term Care, Variable Annuity, HMO, Life, Annuity
Financial Organization Memberships:    Financial Planning Association (FPA)
 

Firm Information

Firm's Number of Clients:    350
Firm's Number of Planning Clients:    100
Firm's Number of Managed Clients:    100
Advisor's Number of Clients:    350
Advisor's Number of Managed Clients:    100
Advisor's Number of Planning Clients:    100
Assets Managed by Advisor:    $45,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $50,000
Compensation Methods:    Based on Assets, Hourly, Commissions
Fee % Based on Assets:    yes
 
 
 
Prepared By: Basil Herzstein, CFP®

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.