Nationwide Financial Planners

National Coverage

Local Professionals

Featured Business Financial Advisor in Greenwood Village, CO
Greenwood Village Financial Advisors
Cornerstone Asset Management
One DTC 5251 DTC Parkway, Suite 990
Greenwood Village, CO 80111
(303) 779-2524
“Wealth Management done the right way”
Advisor Profile
Stephen Gordon
Name:  Stephen Gordon
Phone Number:  (303) 779-2524
Website:  Visit Website

About Cornerstone Asset Management

Cornerstone Asset Management is an independent financial
services firm based in Denver, Colorado. We operate as a branch
office of Securities America, Inc.member FINRA/SIPC. We
specialize in comprehensive financial planning and dynamic asset
allocation strategies. Whatever your needs may be - portfolio
management, retirement planning, estate planning, risk
management, money management or educational planning -we offer
strategies that are consistent with your unique values, goals
and financial objectives.

We provide a variety of portfolio management solutions including
our Active Tactical Asset Allocation Modeling system. Our
Investment Advisory Services are offered through CUE Financial
Group, Inc., a SEC Registered Investment Advisor.

Our mission at Cornerstone Asset Management is to provide
exceptional service and to help our clients reach their goals
for the reasons that are most important to them.
 

General Information

Gender:    Male
CRD#:    2714986
Name of Broker/Dealer:    Securities America
Name of Custodial Firm:    Charles Schwab, Pershing LLC
States Licensed in:    CO,AZ,NM,TX,WY,KS,MT,OR,CA,NV,PA,ID,UT,WI,LA

Advisory Services offered in CO,NM,OR,PA
States Willing to do Business in:   
Years of Experience in Financial Services:    22
Number of Years with Current Firm:    2
I work with the following types of clients:    Individual Investors, Businesses
 

Education

Academic Background
 
BA, Economics - New Mexico
 

Services

Investment Types:    Options, Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments
I can meet clients in the following ways:    Via phone, At your home, At your office, At my office
 

Qualifications & Memberships

Securities Licenses:    Series 63, Series 24, Series 7, Series 65
Insurance and Annuity Licenses:    Variable Life, Annuity, Life, Variable Annuity
 

Firm Information

Firm's Number of Clients:    195
Firm's Number of Planning Clients:    100
Firm's Number of Managed Clients:    175
Assets Managed by Firm:    $90 Million
Advisor's Number of Clients:    195
Advisor's Number of Managed Clients:    175
Advisor's Number of Planning Clients:    100
Assets Managed by Advisor:    $90 Million
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Flat Fee, Based on Assets, Hourly, Commissions
Fee % Based on Assets:    1-1.5%
Hourly Rate:    $200
Flat Fee Rate:    $500
 
 
 
Prepared By: Stephen Gordon

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.