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Featured Business Financial Advisor in Goshen, NY
Goshen Financial Advisors
William T Sullivan CFP/LPL Financial
5 Hatfield Lane, Suite 2B
Goshen, NY 10924
“Securities offered through LPL Financial”
Advisor Profile
William Sullivan
Name:  William Sullivan
Disclaimer
Securities and advisory services offered through LPL Financial, Member FINRA/SIPC

About William T Sullivan CFP/LPL Financial

To provide comprehensive financial planning to business owners, professionals and other high net worth individuals in an ethical and and unique manner. This planning will include (but not limited to) financial planning, estate planning, business continuity planning. To accomplish this, Mr Sullivan encourages clients to become fully engaged in the planning process, so that the financial plan truly represents the clients goals and dreams. Mr. Sullivan's planning practice is a client relationship centered practice, as the planning process is an ongoing one and requires yearly monitoring and maintenance.
 

General Information

Number of Years with Current Firm:    1
Years of Experience in Financial Services:    25
Name of Broker/Dealer:    LPL Financial
States Licensed in:    NY,NJ,PA,NC,FL
Insurance License#:    LA777081
CRD#:    2288195
I work with the following types of clients:    Businesses, Individual Investors
Gender:    Male
 

Education

Academic Background
 
Bachelors of Arts degree - University of Notre Dame (1981)
 

Services

I can meet clients in the following ways:    At your office, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Exchange Traded Funds (ETFs), Commodities, Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Long Term Care, Life, Health, Disability, Annuity
Securities Licenses:    Series 63, Series 7, Series 6
Certifications, Accreditations & Designations:    Certified Financial Planner, Chartered Life Underwriter (CLU®), CERTIFIED FINANCIAL PLANNER™ Certificant
Financial Organization Memberships:    Financial Planning Association (FPA), Million Dollar Roundtable
 

Firm Information

Assets Managed by Firm:    Yes
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
Investment Advisor Representative:    Yes
Registered Representative:    Yes
 

Compensation and Fees

Fee % Based on Assets:    1
Compensation Methods:    Based on Assets, Flat Fee
Minimum Portfolio Size for New Managed Accounts:    $250,000
Fee Structure:    Fee-Based
 
 
 

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