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Featured Business Financial Advisor in Albuquerque, NM
Albuquerque Financial Advisors
United Capital Financial Advisers
6565 Americas Parkway, Suite 810
Albuquerque, NM 87110
(505) 883-3131
“Fee-only, Objective Advice. Pure and Simple.”
Advisor Profile
Garth Scrivner, CFP(R), CPA/PFS
Name:  Garth Scrivner, CFP(R), CPA/PFS
Phone Number:  (505) 883-3131
Website:  Visit Website
Disclaimer
United Capital Financial Advisers, LLC (“United Capital”) provides financial life management and makes recommendations based on the specific needs and circumstances of each client. For clients with managed accounts, United Capital has discretionary authority over investment decisions. Investing involves risk and clients should carefully consider their own investment objectives and never rely on any single chart, graph or marketing piece to make decisions. Investment Adviser Representatives of United Capital Financial Advisers, LLC may transact securities business in a particular state only if first registered, excluded or exempted from Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, will not be made absent compliance with state Investment Adviser Representative registration requirements, or an applicable exemption or exclusion.

About United Capital Financial Advisers

HELPING YOU ACHIEVE LIFELONG FINANCIAL WELL-BEING IS OUR
PRIMARY FOCUS

We take your future seriously. That’s why we tailor our
practice to your specific needs. We act as your financial
advocate – objective, caring and committed to helping you
ensure you have what you need to meet life’s challenges and
opportunities.

Focused on you. Your adviser provides the best of both worlds:
a local presence in Albuquerque with access to the extensive
national resources of our firm. You’ll turn to your adviser
for the personalized service you need to reach your financial
goals.

United Capital Financial Advisers, LLC (“United Capital”)
provides financial life management and makes recommendations
based on the specific needs and circumstances of each client.
For clients with managed accounts, United Capital has
discretionary authority over investment decisions. Investing
involves risk and clients should carefully consider their own
investment objectives and never rely on any single chart,
graph or marketing piece to make decisions. Investment Adviser
Representatives of United Capital Financial Advisers, LLC may
transact securities business in a particular state only if
first registered, excluded or exempted from Investment Adviser
Representative requirements. In addition, follow-up
conversations or meetings with individuals in a particular
state that involve either the effecting or attempting to
effect transactions in securities, will not be made absent
compliance with state Investment Adviser Representative
registration requirements, or an applicable exemption or
exclusion.
 

General Information

Gender:    Male
CRD#:    4372773
Name of Custodial Firm:    Charles Schwab, TD Ameritrade, Fidelity
States Licensed in:    NM,TX
States Willing to do Business in:   
Years of Experience in Financial Services:    11
Number of Years with Current Firm:    1
I work with the following types of clients:    Individual Investors, Non-Profit Organizations, Businesses
 

Education

Academic Background
 
Bachelor of Accountancy, New Mexico State University (1998).
Graduated with Highest Honors.
 

Services

Investment Types:    Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks
I can meet clients in the following ways:    Via email, At my office, Via phone, At your office, At your home
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Public Accountant (CPA), Personal Financial Specialist (PFS), Insurance License (Life & Health; Long Term Care; Specify below)
Financial Organization Memberships:    American Institute of Certified Public Accountants (AICPA), Financial Planning Association (FPA), Paladin Registry
Non-Financial Organization Memberships:    NM Estate Planning Council
United Way Legacy Giving Council
Girl Scouts of New Mexico
PeacePal of New Mexico
 

Firm Information

Firm's Number of Clients:    12000
Assets Managed by Firm:    15,000,000,000
Advisor's Number of Clients:    70
Advisor's Number of Managed Clients:    70
Advisor's Number of Planning Clients:    70
Assets Managed by Advisor:    72000000
 

Compliance

Registered Investment Advisor:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Based on Assets
Fee % Based on Assets:    1.0 - 1.25
Additional Details on Charges:    The process for new clients begins with a data
gathering meeting to
determine client preferences, needs and goals.
Then we develop an
investment plan, specifically tailored to each
clients individual
needs and consistent with our investment
philosophy. Clients are
billed investment management fees based on
assets managed.
Clients are billed on a quarterly basis and are
not billed in advance.
Minimum Fee Charged for Managed Accounts:    2500
Minimum Fee Charged for Hourly Planning Accounts:    2500
Minimum Fee Charged for Flat Fee Accounts:    2500
 
 
 
Prepared By: Garth Scrivner, CFP(R), CPA/PFS

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