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Featured Business Financial Advisor in Overland Park, KS
Overland Park Financial Advisors
Providence Financial Advisors, LLC
6240 W 135th Street
Overland Park, KS 66223
(913) 323-0535
“Helping clients prudently manage their resources.”
Advisor Profile
Steven Cox, CFA
Name:  Steven Cox, CFA
Phone Number:  (913) 323-0535
Website:  Visit Website
ADV Form II Link:
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About Providence Financial Advisors, LLC

To help clients meet their financial goals through high quality, professional investment services. This can only be accomplished by working with the client to determine their risk profile and goals and then implementing an investment strategy within that framework.

Providence Financial Advisors is a Registered Investment Advisor and only receives fees from clients. This allows us complete freedom in implementing the investment portfolio for our clients.

Providence utilizes time tested investment disciplines to build portfolios and believes it is important to take a long term approach to investing.
 

General Information

Gender:    Male
CRD#:    2084626
Firm CRD#:    124839
Name of Custodial Firm:    Schwab
States Licensed in:    KS, MO
States Willing to do Business in:    Basehor,Belton,Blue Springs,Bonner Springs,Bucyrus,Clearview City,Cleveland,De Soto,Drexel,Edgerton,Eudora,Freeman,Gardner,Grandview,Greenwood,Harrisonville,Independence,Kansas City,Leawood,Lees Summit,Lenexa,Linwood,Louisburg,Mission,Olathe,Overland Park,Paola,Peculiar,Prairie Village,Raymore,Riverside,Shawnee,Spring Hill,Stilwell
Years of Experience in Financial Services:    25+
Number of Years with Current Firm:    13
I work with the following types of clients:    Individual Investors, Non-Profit Organizations, Businesses
 

Education

Academic Background
 
BA, Business Administration and Religious Studies - Southwest Baptist University (1982)
 

Services

Investment Types:    Real Estate, Alternative Investments, Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
I can meet clients in the following ways:    Via phone, Via email, At your home, At my office, At your office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Financial Analyst (CFA)
Financial Organization Memberships:    Paladin Registry, CFA Institute
Non-Financial Organization Memberships:    National Center For Fathering, Hope Network
 

Firm Information

Firm's Number of Clients:    90
Firm's Number of Managed Clients:    90
Assets Managed by Firm:    $59,000,000+
Advisor's Number of Clients:    40
Advisor's Number of Managed Clients:    40
Advisor's Number of Planning Clients:    10
Assets Managed by Advisor:    $59,000,000+
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-only financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Flat Fee, Hourly, Based on Assets
Fee % Based on Assets:    1%
Hourly Rate:    $150
Flat Fee Rate:    N/A
Additional Details on Charges:    Assets under management start at 1% and taper down based on overall asset level.
Minimum Fee Charged for Managed Accounts:    N/A
Minimum Fee Charged for Hourly Planning Accounts:    $500
Minimum Fee Charged for Flat Fee Accounts:    N/A
 
 
 
Prepared By: Steven Cox, CFA

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