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Featured Business Financial Advisor in Louisville, KY
Louisville Financial Advisors
Raymond James & Associates, Inc.
4969 US Hwy 42, Suite 1600
Louisville, KY 40222
(502) 329-2066
Advisor Profile
Todd Walz
Name:  Todd Walz
Phone Number:  (502) 329-2066
Website:  Visit Website
Disclaimer
Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact our office for information and availability. Links are being provided for information purposes only. Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Raymond James is not responsible for the content of any website or the collection or use of information regarding any website's users and/or members. © 2018 Raymond James & Associates, Inc., member New York Stock Exchange / SIPC | Privacy Policy | Terms of Use

About Raymond James & Associates, Inc.

We help to design and implement personalized wealth management solutions for affluent clients using a consultative, team based approach.
 

General Information

Gender:    Male
CRD#:    2799218
Firm CRD#:    705
Name of Broker/Dealer:    Raymond James Financial Services, Inc.
States Licensed in:    FL, GA, IN, KY, OH
Years of Experience in Financial Services:    15
Number of Years with Current Firm:    6
I work with the following types of clients:    Businesses, Individual Investors
 

Education

Academic Background
 
BS, Economics, Centre College
 

Services

Investment Types:    Insurance, Annuities, Alternative Investments, Bonds, Mutual Funds, Stocks
I can meet clients in the following ways:    At your office, At my office, At your home
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Divorce Financial Analyst(CDFA), Accredited Asset Management Specialist (AAMS®)
Securities Licenses:    Series 66, Series 65, Series 7
Insurance and Annuity Licenses:    Annuity, Disability, Health, Long Term Care, Variable Annuity, Variable Life, Life
 

Firm Information

Advisor's Number of Clients:    150
Advisor's Number of Managed Clients:    150
Advisor's Number of Planning Clients:    150
Assets Managed by Advisor:    $80,000,000
 

Compliance

Registered Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    100000
Compensation Methods:    Commissions, Hourly, Flat Fee
Fee % Based on Assets:    1.4%
Additional Details on Charges:    Discretionary Managed accounts negotiable
 
 
 
Prepared By: Todd Walz

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