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Featured Business Financial Advisor in Louisville, KY
Louisville Financial Advisors
Raymond James & Associates, Inc.
4969 US Hwy 42, Suite 1600
Louisville, KY 40222
(502) 329-2066
Advisor Profile
Todd Walz
Name:  Todd Walz
Phone Number:  (502) 329-2066
Website:  Visit Website

About Raymond James & Associates, Inc.

We help to design and implement personalized wealth management solutions for affluent clients using a consultative, team based approach.
 

General Information

Gender:    Male
CRD#:    2799218
Firm CRD#:    705
Name of Broker/Dealer:    Raymond James Financial Services, Inc.
States Licensed in:    FL, GA, IN, KY, OH
Years of Experience in Financial Services:    15
Number of Years with Current Firm:    6
I work with the following types of clients:    Businesses, Individual Investors
 

Education

Academic Background
 
BS, Economics, Centre College
 

Services

Investment Types:    Alternative Investments, Annuities, Bonds, Stocks, Insurance, Mutual Funds
I can meet clients in the following ways:    At your office, At my office, At your home
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Asset Management Specialist (AAMS®), Certified Divorce Financial Analyst(CDFA)
Securities Licenses:    Series 65, Series 7, Series 66
Insurance and Annuity Licenses:    Variable Annuity, Annuity, Health, Variable Life, Long Term Care, Life, Disability
 

Firm Information

Advisor's Number of Clients:    150
Advisor's Number of Managed Clients:    150
Advisor's Number of Planning Clients:    150
Assets Managed by Advisor:    $80,000,000
 

Compliance

Registered Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    100000
Compensation Methods:    Hourly, Flat Fee, Commissions
Fee % Based on Assets:    1.4%
Additional Details on Charges:    Discretionary Managed accounts negotiable
 
 
 
Prepared By: Todd Walz

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