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Featured Business Financial Advisor in Aliso Viejo, CA
Aliso Viejo Financial Advisors
TideRock Financial
30 Enterprise, Suite #190
Aliso Viejo, CA 92656
(877) 433-3665
“Investments and Wealth Management”
Advisor Profile
Simon Reeves
Name:  Simon Reeves
Phone Number:  (877) 433-3665
Website:  Visit Website

About TideRock Financial

Simon brings 20 years of investment experience to his role as founder and chief executive officer of TideRock Financial. He specializes in advising wealthy families and high-net worth individuals to help them achieve their long-term investment goals, including estate and heritage planning. As a former Wall Street trader, Simon utilizes his unique investment insight to create globally diversified, tax efficient portfolios based on solid academic research and an in-depth analysis of economic, political, and social developments around the world. His clients include current and former professionals at the top of their respective fields, including CEOs, entrepreneurs, hedge fund managers, and attorneys.
 

General Information

Number of Years with Current Firm:    10
Years of Experience in Financial Services:    25
Firm CRD#:    155622
CRD#:    2835991
I work with the following types of clients:    Individual Investors
States Licensed in:    CA
Insurance License#:    Life & Health
I work with the following types of clients:    Non-Profit Organizations, Businesses
Gender:    Male
 

Education

Academic Background
 
B.A. Degree from University of Michigan with emphasis on Global Economics
 

Services

I can meet clients in the following ways:    Via email, Via phone, At your office, At your home, At my office
Investment Types:    Insurance, Annuities, Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Financial Organization Memberships:    Paladin Registry
Insurance and Annuity Licenses:    Variable Annuity, Long Term Care, Life, Health, Annuity
Securities Licenses:    Series 65
Certifications, Accreditations & Designations:    Registered Investment Advisor (RIA) (State or SEC) or RIA representative
Financial Organization Memberships:    FINRA (Financial Industry Regulatory Authority
 

Firm Information

Assets Managed by Firm:    $95,000,000.00
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Compensation Methods:    Hourly
Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Based on Assets, Flat Fee
 
 
 

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