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Featured Business Financial Advisor in Honolulu, HI
Honolulu Financial Advisors
Schwarz Financial Services LLC
9 N. Pauahi St, #317
Honolulu, HI 96817
“Focus On Your Business While We Take Care Of Your Finances ”
Advisor Profile
Joshua R. Beal, MBA
Name:  Joshua R. Beal, MBA
Disclaimer
Joshua R. Beal, is a Registered Representatives of and offer securities products & services through Royal Alliance Associates, Inc. Member FINRA / SIPC , a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of AZ, CA, DC, DE, FL, IL, MD, MN, NC, NJ, NY, PA, RI, SD, VA, and WV. No offers may be made or accepted from any resident outside the specific states referenced. Joshua R. Beal, is separately registered as investment advisor representatives under Schwarz Financial Services LLC, a registered investment adviser, offering advisory services in the state of Maryland. As such these services are strictly intended for individuals residing in MD.

About Schwarz Financial Services LLC

We specialize in fee-based investment management. For one fee, we manage your investment portfolio, conduct financial planning, personal income tax planning and preparation services to assist you in meeting your financial goals.

We follow the market closely each day so you don?t have to. This enables you to focus on your business while we take care of your finances. Our company goal is to coordinate and implement all your financial service needs in order to satisfy your present and future financial goals.

Contact us for a no-obligation, free financial planning session!
 

General Information

Gender:    Male
Foreign Languages Serviced:    American Sign Language (ASL)
I work with the following types of clients:    Non-Profit Organizations, Businesses, Individual Investors
Work Experience:    12/2005 - Present Schwarz Financial Services LLC

02/2004 - 06/2005 The World Bank Group

01/2003 - 06/2003 Hawaii State Legislature

06/2002 - 12/2002 House Minority Research Office
Number of Years with Current Firm:    5
Years of Experience in Financial Services:    7
States Willing to do Business in:    AZ, CA, DC, DE, FL, HI, IL, MD, MN, NC, NJ, NY, PA, RI, SD, VA, and WV
States Licensed in:    AZ, CA, DC, DE, FL, HI, IL, MD, MN, NC, NJ, NY, PA, RI, SD, VA, and WV
Name of Custodial Firm:    Pershing
Name of Broker/Dealer:    Royal Alliance Associates
Firm CRD#:    23131
CRD#:    5071746
 

Education

Academic Background
 
Rochester Institute of Technology - MBA in Entrepreneurship, 2009

University of Hawaii at Manoa - BA in Economics, 2003
 

Services

I can meet clients in the following ways:    Via email, Via phone, At your office, At your home, At my office
Investment Types:    Exchange Traded Funds (ETFs), Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Financial Organization Memberships:    Financial Services Institute
Securities Licenses:    Series 66, Series 7
Certifications, Accreditations & Designations:    MBA
 

Firm Information

Assets Managed by Advisor:    $1m
Advisor's Number of Managed Clients:    10
Advisor's Number of Clients:    20
Assets Managed by Firm:    $15m
Firm's Number of Managed Clients:    90
Firm's Number of Clients:    300
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Fee % Based on Assets:    1.0 - 2.25
Compensation Methods:    Based on Assets
Minimum Portfolio Size for New Managed Accounts:    $50,000.00
Fee Structure:    Fee Only
 
 
 

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