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Featured Business Financial Advisor in Carlsbad, CA
Carlsbad Financial Advisors
Pacific Crest Global Wealth Management
2131 Palomar Airport Rd., Suite 204
Carlsbad, CA 92011
(858) 755-9192
Advisor Profile
Robert Chapman, AIF
Name:  Robert Chapman, AIF
Phone Number:  (858) 755-9192
Website:  Visit Website

About Pacific Crest Global Wealth Management

Discover a comprehensive wealth management firm located in the north county of San Diego, CA that brings a world of unbiased, independent investment knowledge to affluent families throughout the United States.

At Pacific Crest, we address everything we do by considering how we would want to be treated by the very best of professional advisors. We manage each portfolio with the care and prudence we use in managing our own family and personal investments.

Registered Principal offering securities and advisory services through Independent Financial Group, LLC (IFG), a registered broker-dealer and investment advisor. Member FINRA/SIPC. Pacific Crest Global Wealth Management and IFG are unaffiliated entities.

General Information

Gender:    Male
CRD#:    131780
Firm CRD#:    131780
Insurance License#:    0B72405
Name of Broker/Dealer:    Independent Financial Group, LLC
Name of Custodial Firm:    Pershing, LLC
States Licensed in:    CA and about four others.
States Willing to do Business in:    All 50.
Years of Experience in Financial Services:    23
Number of Years with Current Firm:    6
Work Experience:    More than 17 years as a full-time financial advisor.
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations


Academic Background
Bachelors degree from University of Arizona. Completed all coursework associated with Cretified Financial Planner (CFP) designation through the College for Financial Planning.


Investment Types:    Stocks, Annuities, Insurance, Mutual Funds, Real Estate Investment Trust (REIT), Bonds, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    Via email, Via phone, At my office, At your home, At your office

Qualifications & Memberships

Securities Licenses:    Series 7, Series 24, Series 63, Life & Health
Insurance and Annuity Licenses:    Annuity, Life, Long Term Care


Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $250k
Compensation Methods:    Hourly, Flat Fee, Based on Assets, Commissions
Fee % Based on Assets:    1 to 2%
Hourly Rate:    $195.
Additional Details on Charges:    Fee-based percentage rate is tiered depending on size of portfolio to manage. The larger the portfolio, the smaller the fee.
Minimum Fee Charged for Managed Accounts:    .8 %
Minimum Fee Charged for Hourly Planning Accounts:    $195.
Minimum Fee Charged for Flat Fee Accounts:    $195.
Prepared By: Robert Chapman, AIF

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