Nationwide Financial Planners

National Coverage

Local Professionals

Featured Business Financial Advisor in Decatur, GA
Decatur Financial Advisors
HLM Financial Services
160 Clairemont Ave. Suite 360
Decatur, GA 30030
(404) 836-1120
“One-Stop Shop for Financial Solutions”
Advisor Profile
Lawrence Waller II
Name:  Lawrence Waller II
Phone Number:  (404) 836-1120
Website:  Visit Website
Disclaimer
Securities offered thru Sterne Agee Financial Services, Inc., member FINRA /SIPC. Advisory services offered thru Sterne Agee Investment Advisory Services, Inc. Securities and advisory activities supervised from 4407 Belmont Ave. Youngstown, OH 44505 (800)-589-2023. HLM Financial Services Inc. and HLM Financial Group,Inc. are not affiliated with Sterne Agee Financial Services. Securities and advisory activities supervised from 4407 Belmont Ave. Youngstown, OH 44505 (800)-589- 2023. Securities are offered to clients of the following states: FL,GA,IL,MO,MT,NC,NY, and PA.

About HLM Financial Services

Since 1986, HLM Financial Group has been providing quality,
personalized financial guidance to individuals and businesses.
Our expertise ranges from tax management and accounting services
to more in-depth services such as on-site controller services and
financial planning.

HLM Financial Group believes in the value of relationships. We
view every client relationship like a partnership, and truly
believe that our success is a result of your success.


Our mission is to help clients maintain financial viability in
the present, while taking a proactive approach to achieve future
goals. This requires open communication to reach an understanding
of our clients' needs through research and sound analysis. HLM
Financial Group is dedicated to meeting these goals with high
standards of excellence and professionalism.

Our dedication to hard work has earned the respect of the
business and financial community in and around the area. We
believe this to be a direct derivative of our talent and
responsiveness to our client base. Whether you are a current or
prospective client, rest assured that individuals and businesses
who choose HLM Financial Group receive competent and timely
advice.
 

General Information

CRD#:    3232644
Insurance License#:    554328
Name of Broker/Dealer:    Sterne Agee, Inc.
Name of Custodial Firm:    Sterne Agee, Inc.
States Licensed in:    GA, IL, NC, FL, NY, AL, NJ
States Willing to do Business in:    Alpharetta,Atlanta,Austell,Clarkston,Conley,Conyers,Decatur,Duluth,Ellenwood,Fairburn,Fayetteville,Forest Park,Grayson,Hampton,Jonesboro,Kennesaw,Lawrenceville,Lilburn,Lithia Springs,Lithonia,Loganville,Lovejoy,Mableton,Marietta,Mcdonough,Morrow,Norcross,Oxford,Pine Lake,Powder Springs,Rex,Riverdale,Roswell,Smyrna,Snellville,Stockbridge,Stone Mountain,Suwanee,Tucker,Union City
Years of Experience in Financial Services:    18
Number of Years with Current Firm:    14
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Certified Fund Specialist (CFS)
Securities Licenses:    Series 63, Series 7, Series 65
Insurance and Annuity Licenses:    Life, Disability, Accident, Variable Life, Variable Annuity
Financial Organization Memberships:    National Association of Personal Financial Advisors (NAPFA), National Association of Insurance and Financial Advisors (NAIFA), National Association of Insurance Professionals
Non-Financial Organization Memberships:    Atlanta Public Schools Mentorship Program
Black Entertainment & Sports Lawyers Association
Decatur Kiwanis Club
Atlanta Chamber of Commerce
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Compensation Methods:    Based on Assets, Flat Fee, Hourly
 
 
 
Prepared By: Lawrence Waller II

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.