Nationwide Financial Planners

National Coverage

Local Professionals

Featured Business Financial Advisor in Westminster, CA
Westminster Financial Advisors
The Trapasso Group
7821 24 Th St
Westminster, CA 92683
(714) 904-7197
Advisor Profile
Name:  Eric Trapasso
Phone Number:  (714) 904-7197
Disclaimer
Securities and Advisory services are offered through Cetera Advisor Networks, FINRA/SIPC Securities and Advisory services are offered through Mass Mutual, FINRA/SIPC

About The Trapasso Group

My partner and I have been in the Financial Services for over 10 years and in Behavioral Finance for the last 2 years. We have seen the industry change on so many levels and we have changed along with it. We want to know our clients on a Holistic level by knowing them inside and out with their behaviors on financies. We do not give our a clients a paper plan filled with information they may never read, but what we do give our clients is a change in there financial behavior. Mostly on how to attain self satisfaction with there finances for themselves and their families. We want to see our clients change and grow with their ideas for the long term and we want to be right beside them, guiding them along the way.
 

General Information

Gender:    Male
CRD#:    5138900
Firm CRD#:    0001
Insurance License#:    0F19811
Name of Broker/Dealer:    Cetera Advisor Networks
Name of Custodial Firm:    Mass Mutual
States Licensed in:    CA, NV, FL, VA
States Willing to do Business in:    CA
Years of Experience in Financial Services:    10
Number of Years with Current Firm:    8
Work Experience:    I was employed by MetLife from Nov 2006 to Feb 2009 and now have started my independent practice May 2009 and currently running my practice with The Trapasso Group
I work with the following types of clients:    Individual Investors, Businesses
 

Education

Academic Background
 
B.A. Business Administration witn a Concentration in Management
 

Services

Investment Types:    Insurance, Annuities, Alternative Investments, Stocks, Exchange Traded Funds (ETFs), Bonds, Mutual Funds, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Securities Licenses:    Series 7, Series 66
Insurance and Annuity Licenses:    Life, Health, Variable Life, Annuity, Long Term Care, Variable Annuity, Disability
Financial Organization Memberships:    Financial Planning Association (FPA), National Association of Insurance and Financial Advisors (NAIFA)
 

Firm Information

Firm's Number of Clients:    124
Firm's Number of Planning Clients:    45
Firm's Number of Managed Clients:    62
Assets Managed by Firm:    67,000,000
Advisor's Number of Clients:    67
Advisor's Number of Managed Clients:    37
Advisor's Number of Planning Clients:    29
Assets Managed by Advisor:    17,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    50,000
Compensation Methods:    Hourly, Flat Fee
Hourly Rate:    125$
Additional Details on Charges:    We are compensated on a yearly fee, retainer or hourly fee
Minimum Fee Charged for Hourly Planning Accounts:    125$
 
 
 
Prepared By: Eric Trapasso

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.