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Featured Business Financial Advisor in Flemington, NJ
Flemington Financial Advisors
LPL Financial
111 Route 31, Suite 114
Flemington, NJ 08822
(908) 268-5426
Advisor Profile
Natacha Smith
Name:  Natacha Smith
Phone Number:  (908) 268-5426
Website:  Visit Website
ADV Form II Link:
http://www.adviserinfo.sec.g...

About LPL Financial

LPL is the #1 Independent Broker/Dealer in America for the past 20 years*, which is why I choose to work with them. We are committed to serving the needs of our clients by being completely honest and upfront, and making our clients comfortable with decision making about their finances and retirement.
As a financial professional, Natacha is dedicated to helping individuals and businesses build their financial futures. She is qualified to provide customized services across a broad range of fields including investment portfolio management, life and long-term care insurance, business insurance and benefits, 401(k) plans, and retirement planning. She holds the Series 7, 63, and 65 designations from the Financial Industry Regulation Authority (FINRA) along with holding her life, health, and disability insurance licenses.
*As reported in Financial Planning magazine June 1996-2016, based on total revenues.
 

General Information

Gender:    Female
CRD#:    4993321
Firm CRD#:    6413
Insurance License#:    NPR# 8690200
Name of Broker/Dealer:    LPL Financial
States Licensed in:    NJ, NY, PA, MD, FL
States Willing to do Business in:    FL
Years of Experience in Financial Services:    12
Number of Years with Current Firm:    6
Work Experience:    I have been working in the industry for a total of 10 years with three different firms based out of Princeton, New York,NY, and now in Flemington, NJ, in addition to asset management and investments I also offer Life, Disability, Long Term Care, and Annuities, as a complete approach to financial planning
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs
 

Education

Academic Background
 
bachelor degree in Business Marketing from L.U. University
 

Services

Investment Types:    Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Annuities, Mutual Funds, Mortgages & Real Estate, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At my office, At your home, At your office, Via phone
 

Qualifications & Memberships

Securities Licenses:    Series 65, Series 63, Series 7
Insurance and Annuity Licenses:    Health, Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life
 

Firm Information

Firm's Number of Clients:    15,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $50k
Compensation Methods:    Based on Assets, Flat Fee, Commissions
 
 
 
Prepared By: Natacha Smith

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