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Featured Business Financial Advisor in Fargo, ND
Fargo Financial Advisors
Complete Investment Advisory LLC
3211 Fiechtner Dr
Fargo, ND 58103
(701) 277-9392
“Your Secure Retirement is our Business”
Advisor Profile
Rod Schauer
Name:  Rod Schauer
Phone Number:  (701) 277-9392
Website:  Visit Website

About Complete Investment Advisory LLC

Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.

We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.

We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.
 

General Information

States Willing to do Business in:    Most
Name of Broker/Dealer:    NA
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
Insurance License#:    658863
Number of Years with Current Firm:    30
Name of Custodial Firm:    TD Ameritrade
States Licensed in:    ND,SD,MN and others
Firm CRD#:    166876
Work Experience:    Chartered Financial Consultant and income tax preparer
CRD#:    6023553
SEC File#:    NA
Foreign Languages Serviced:    NA
Gender:    Male
Years of Experience in Financial Services:    31
 

Education

Academic Background
 
American College's Chartered Financial Consultant
 

Services

I can meet clients in the following ways:    Via email, Via phone, At my office, At your home
Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Exchange Traded Funds (ETFs)
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Long Term Care, Life, Health, Annuity
Securities Licenses:    Series 65, na
Certifications, Accreditations & Designations:    Chartered Financial Consultant (ChFC®)
 

Firm Information

Firm's Number of Managed Clients:    NA
Firm's Number of Planning Clients:    NA
Advisor's Number of Managed Clients:    NA
Advisor's Number of Planning Clients:    NA
Firm's Number of Clients:    215
Advisor's Number of Clients:    180
Assets Managed by Advisor:    NA
Assets Managed by Firm:    NA
 

Compliance

I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Investment Advisor:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Flat Fee Rate:    na
Minimum Fee Charged for Flat Fee Accounts:    na
Minimum Fee Charged for Hourly Planning Accounts:    na
Fee Structure:    Fee-Based
Minimum Fee Charged for Managed Accounts:    na
Minimum Portfolio Size for New Managed Accounts:    50,000
Compensation Methods:    Based on Assets, Hourly, Commissions
Additional Details on Charges:    I work with fee only advisors who charge based on the portfolio
Fee % Based on Assets:    1.5%
Hourly Rate:    $125.00
 
 
 

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