Nationwide Financial Planners

National Coverage

Local Professionals

Featured Business Financial Advisor in Syracuse, NY
Syracuse Financial Advisors
AXA Advisors, LLC
120 Madison Street, Suite 1900
Syracuse, NY 13202
(315) 425-6343
Advisor Profile
Lisa D Miller CFP®
Name:  Lisa D Miller CFP®
Phone Number:  (315) 425-6343
Website:  Visit Website

About AXA Advisors, LLC

Financial services isn’t just about products or investment advice. It is understanding the needs, wants and desires of individuals and business owners. It’s educating clients to help them identify and address their financial planning issues; developing a comprehensive planning strategy based on their financial objectives; and providing products, services and support to help them accumulate and distribute assets to help them achieve their desired retirement lifestyle.

As an AXA Advisors financial professional, I work with clients to address a broad spectrum of accumulation goals—from funding a major purchase or a child's education to living the retirement lifestyle they envision.
I take a comprehensive, education-based approach to addressing the “at retirement” needs of customers, providing retirement planning strategies, education, products and services to individuals and businesses.
 

General Information

Gender:    Female
CRD#:    0004612774
Insurance License#:    LA 1074780
Name of Broker/Dealer:    LPL
States Licensed in:    NY
Years of Experience in Financial Services:    7
Number of Years with Current Firm:    7
I work with the following types of clients:    Businesses, Non-Profit Organizations, Individual Investors
 

Services

Investment Types:    Stocks, Mutual Funds, Bonds, Annuities, Insurance
I can meet clients in the following ways:    At your office, At my office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Retirement Planning Specialist, CDFA
Securities Licenses:    Series 66, Series 7, Series 24
Insurance and Annuity Licenses:    Disability, Life, Variable Annuity, Long Term Care, Variable Life
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $25,000
Compensation Methods:    Flat Fee, Based on Assets, Commissions
 
 
 
Prepared By: Lisa D Miller CFP®

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.