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Clayton Financial Advisors
Oppenheimer & Company
1 N. Brentwood Blvd, Suite 600
Clayton, MO 63105
(314) 746-2540
Advisor Profile
David Naert  Managing Director - Investments
Name:  David Naert Managing Director - Investments
Phone Number:  (314) 746-2540
Website:  Visit Website

About Oppenheimer & Company

Oppenheimer & Co. Inc. ("Oppenheimer") is a leading investment bank and full-service investment firm that provides financial services and advice to high net worth investors, individuals, businesses and institutions. For over 125 years, we have provided investors with the necessary expertise and insight to meet the challenge of achieving their financial goals. Our commitment to our clients' investment needs, our experienced and dedicated professionals, and our proud tradition empower us to deliver effective and innovative solutions to our clients.
 

General Information

Gender:    Male
CRD#:    1532335
Name of Broker/Dealer:    Oppenheimer & Co.
States Licensed in:    AL AZ CA CO CT FL GA HI IA IL IN KS KY MD MI MN MO
MS NC NE NJ NY OK OR PA SC TN TX VA WA WY
Years of Experience in Financial Services:    30
Number of Years with Current Firm:    20
Work Experience:    Became a financial consultant right out of college
in 1985 starting with PaineWebber. Moved to
Oppenheimer in 1994.
I work with the following types of clients:    Non-Profit Organizations, Individual Investors, Businesses
 

Education

Academic Background
 
B.S. Rinance University of Missouri, Columbia
 

Services

Investment Types:    Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Stocks, Options & Futures, Commodities, Bonds, Insurance, Annuities, Mutual Funds, FOREX & Currency, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At my office, At your home, At your office, Via phone
 

Qualifications & Memberships

Securities Licenses:    Series 4, Series 65, Series 63, Series 7, Series 6, Series 3
Insurance and Annuity Licenses:    Health, Annuity, Disability, Variable Annuity, Variable Life, Long Term Care, Life
 

Firm Information

Firm's Number of Clients:    200,000+
Assets Managed by Firm:    $150,000,000
Advisor's Number of Clients:    1000
Advisor's Number of Managed Clients:    800
Advisor's Number of Planning Clients:    950
Assets Managed by Advisor:    $300,000,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Based on Assets
Fee % Based on Assets:    1.0
 
 
 
Prepared By: David Naert Managing Director - Investments

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