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Featured Business Financial Advisor in Brookfield, WI
Brookfield Financial Advisors
AJH Wealth Management
13890 Bishop's Drive, Suite 405
Brookfield, WI 53005
(414) 763-3867
“Specializing in wealth accumulation and preservation.”
Advisor Profile
Allan Haupert
Name:  Allan Haupert
Phone Number:  (414) 763-3867
Website:  Visit Website
Disclaimer
Allan Haupert is registered with and securities are offered through Kovack Securities, Inc. Member FINRA/SIPC. 6451 North Federal Highway, Suite 1201, Fort Lauderdale, FL 33308 (954) 782-4771. Advisory services offered through Kovack Advisors, Inc. AJH Wealth Management is not affiliated with Kovack Securities, Inc. or Kovack Advisors, Inc.

About AJH Wealth Management

In today's market, it's essential to utilize a financial advisor who can provide insight and guidance based upon a thorough understanding of an investor's unique situation. As your CERTIFIED FINANCIAL PLANNER", my goal is to provide you with the highest level of personal service to help you meet your financial goals.

AJH Wealth Management provides a broad array of services including retirement planning, personal financial consulting, educational planning, and estate planning. Together, we will develop a comprehensive and flexible investment strategy specifically tailored with your investment goals, time horizon, comfort level, and personal preferences in mind.

I am a CERTIFIED FINANCIAL PLANNER" and a CPA and have an MBA degree in Investments, Banking and Finance from the University of Wisconsin. I am registered to conduct business in the following states: CA, CO, IA, IL, IN, KY, MA, MI, MN, MO, NC, and WI.

If you would like to learn more about the services that I have been offering since 1997, please feel free to contact me directly so that we can begin to discuss potential strategies for your financial needs. I am confident that I would be able to demonstrate to you that I really do care about all of my clients and their families.

Allan Haupert is registered with and securities are offered through Kovack Securities, Inc. Member FINRA/SIPC. 6451 North Federal Highway, Suite 1201, Fort Lauderdale, FL 33308 (954) 782-4771. Advisory services offered through Kovack Advisors, Inc.

FINRA Broker Check available at https://brokercheck.finra.org/.
 

General Information

States Willing to do Business in:    Any state. No exclusions.
Name of Broker/Dealer:    Kovack Securities, Inc.
I work with the following types of clients:    Businesses, Individual Investors
Number of Years with Current Firm:    1
Name of Custodial Firm:    Fidelity Investments
Firm CRD#:    44848
Work Experience:    Prior to owning my own firm I worked for Morgan Stanley for 12 years. I also worked for one of the largest public accounting firms in the world for 4 years- Ernst & Young.
CRD#:    2932244
Gender:    Male
Years of Experience in Financial Services:    23
 

Services

I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home
Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Financial Organization Memberships:    Financial Planning Association (FPA)
Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Accident, Disability
Securities Licenses:    Series 7, Series 24, Series 63, Series 65
Certifications, Accreditations & Designations:    CPA, Certified Financial Planner (CFP, CFP™
 

Firm Information

Firm's Number of Clients:    130
Advisor's Number of Clients:    130
Assets Managed by Advisor:    $45 million
Assets Managed by Firm:    $45 million
 

Compliance

I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    Fee-Based
Compensation Methods:    Based on Assets, Commissions
Fee % Based on Assets:    Varies
 
 
 

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