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Featured Business Financial Advisor in Hauppauge, NY
Hauppauge Financial Advisors
LPL Financial
900 Route 111, Suite 280
Hauppauge, NY 11788
(631) 350-7024
Advisor Profile
John Patsy, CFP®, RICP®
Name:  John Patsy, CFP®, RICP®
Phone Number:  (631) 350-7024
Website:  Visit Website
Disclosure Link:
Securities and Advisory Serv...

About LPL Financial

I am an independent CERTIFIED FINANCIAL PLANNER? professional and my practice is centered around comprehensive financial planning with a focus on retirement planning and investment management. I am affiliated with LPL Financial, a leading independent financial services firm. Through comprehensive planning I work with my clients to review their financial position relative to their financial goals and develop a plan of action to help achieve those goals. I foster an ongoing relationship through regularly scheduled meetings to help keep their financial plan on track as their life situation and the economy and markets change.
 

General Information

States Licensed in:    NY, FL, GA, CA, NC
Insurance License#:    LA-1083766
Firm CRD#:    6413
CRD#:    2772152
I work with the following types of clients:    Businesses, Individual Investors
Gender:    Male
Years of Experience in Financial Services:    14
Name of Custodial Firm:    LPL Financial, LLC
Name of Broker/Dealer:    LPL Financial, LLC
Number of Years with Current Firm:    9
 

Education

Academic Background
 
BBA Finance
 

Services

I can meet clients in the following ways:    Via phone, At your office, At your home, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Exchange Traded Funds (ETFs), Commodities, Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Long Term Care, Life, HMO, Health, Disability, Annuity
Securities Licenses:    Series 66, Series 7
Certifications, Accreditations & Designations:    Retirement Income Certified Professional®, Certified in Long-Term Care (CLTC), CERTIFIED FINANCIAL PLANNER™ Certificant
Financial Organization Memberships:    Financial Planning Association (FPA)
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
Investment Advisor Representative:    Yes
Registered Representative:    Yes
 

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts:    $50,000
Compensation Methods:    Commissions, Based on Assets, Flat Fee, Hourly
Fee Structure:    Fee-Based (Fee and Commissions)
 
 
 

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