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Featured Business Financial Advisor in Frisco, TX
Frisco Financial Advisors
Peak Financial, Inc.
6160 Warren Parkway, Suite 100
Frisco, TX 75034
(469) 322-1210
“Risk varies inversely with knowledge”
Advisor Profile
Kenneth Beber, AIF®
Name:  Kenneth Beber, AIF®
Phone Number:  (469) 322-1210
Website:  Visit Website
Disclaimer
Registered Representative offering securities and advisory services through Independent Financial Group, LLC (IFG), a registered broker-dealer and investment advisor. Member FINRA/SIPC. OSJ Branch: 12636 High Bluff Drive Suite 100, San Diego, CA 92130. Peak Financial Inc. and IFG are unaffiliated entities.

About Peak Financial, Inc.

I have been an Independent Financial Service Representative since 2000, and have been involved in business management and finances for over 20 years. As any independent advisor, I specialize in working with individuals and small businesses to provide solutions that help his clients to reach their financial goals.

While some financial advisors focus on selling products, I focus on solutions, specifically customizing plans to suit my clients' individual needs. I educate clients to lessen their worries and to help them make more informed financial decisions, by offering a professional, independent and unbiased viewpoint.

I focus on helping a select group of high net worth individuals and retirees to manage all aspects of their financial lives from investment strategies, retirement planning, estate planning issues, risk management and retirement income distribution.

Registered Representative offering securities and advisory services through Independent Financial Group LLC, a registered broker-dealer and investment adviser. Member FINRA & SIPC.
 

General Information

I work with the following types of clients:    Businesses, Individual Investors
CRD#:    4257664
Years of Experience in Financial Services:    20
Number of Years with Current Firm:    9
States Willing to do Business in:    Addison,Argyle,Arlington,Aubrey,Bedford,Carrollton,Colleyville,Coppell,Denton,Euless,Frisco,Grand Prairie,Grapevine,Hurst,Irving,Keller,Lewisville,Little Elm,North Richland Hills,Plano,Prosper,Richardson,Southlake,The Colony
Name of Custodial Firm:    Pershing LLC
Name of Broker/Dealer:    Independent Financial Group
Gender:    Male
 

Services

Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Stocks
I can meet clients in the following ways:    Video Conference, Via email, Via phone, At your office, At your home, At my office
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Long Term Care, Life, HMO, Health, Disability, Annuity, Accident
Securities Licenses:    Series 66, Series 63, Series 7, Series 6
Certifications, Accreditations & Designations:   
Financial Organization Memberships:    National Association of Insurance and Financial Advisors (NAIFA)
 

Firm Information

Advisor's Number of Planning Clients:    75
Advisor's Number of Managed Clients:    75
Advisor's Number of Clients:    87
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Fee % Based on Assets:    0.25-1.00%
Compensation Methods:    Commissions, Based on Assets, Flat Fee, Hourly
Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Fee Charged for Flat Fee Accounts:    $500
Flat Fee Rate:    $500
 
 
 

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