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Featured Business Financial Advisor in San Dimas, CA
San Dimas Financial Advisors
Peak Financial, Inc.
451 West Bonita Avenue, Suite 5
San Dimas, CA 91773
(909) 592-1800
“Risk varies inversely with knowledge”
Advisor Profile
Kenneth Beber
Name:  Kenneth Beber
Phone Number:  (909) 592-1800
Website:  Visit Website
Disclaimer
Registered Representative offering securities and advisory services through Independent Financial Group, LLC (IFG), a registered broker-dealer and investment advisor. Member FINRA/SIPC. OSJ Branch: 12636 High Bluff Drive Suite 100, San Diego, CA 92130. Peak Financial Inc. and IFG are unaffiliated entities.

About Peak Financial, Inc.

I have been a Financial Service Representative in Southern California since 2000, and have been involved in business management and finances for over 20 years. As any independent advisor, I specialize in working with individuals and small businesses to provide solutions that help his clients to reach their financial goals.

While some financial advisors focus on selling products, I focus on solutions, specifically customizing plans to suit my clients' individual needs. I educate clients to lessen their worries and to help them make more informed financial decisions, by offering a professional, independent and unbiased viewpoint.

I focus on helping a select group of high net worth individuals and retirees to manage all aspects of their financial lives from investment strategies, retirement planning, estate planning issues, risk management and retirement income distribution.

Registered Representative offering securities and advisory services through Independent Financial Group LLC, a registered broker-dealer and investment adviser. Member FINRA & SIPC.
 

General Information

Gender:    Male
CRD#:    4257664
Insurance License#:    0D18553
Name of Broker/Dealer:    Independent Financial Group
Name of Custodial Firm:    Pershing LLC
States Licensed in:    CA, AZ, TX, NE, OR, OH, NJ
States Willing to do Business in:    Arcadia,Chino,Chino Hills,Claremont,Covina,Diamond Bar,Duarte,Fontana,Glendora,Guasti,Hacienda Heights,La Verne,Mira Loma,Monrovia,Montclair,Ontario,Pomona,Rancho Cucamonga,Sierra Madre,Upland,Walnut,West Covina
Years of Experience in Financial Services:    17
Number of Years with Current Firm:    6
I work with the following types of clients:    Businesses, Individual Investors
 

Services

Investment Types:    Insurance, Annuities, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Securities Licenses:    Series 7, Series 63, Series 66, Series 6
Insurance and Annuity Licenses:    Health, Disability, Annuity, Accident, HMO, Life, Long Term Care, Variable Life, Variable Annuity
Financial Organization Memberships:    National Association of Insurance and Financial Advisors (NAIFA)
 

Firm Information

Assets Managed by Firm:    $2,100,000,00
Advisor's Number of Clients:    87
Advisor's Number of Managed Clients:    75
Advisor's Number of Planning Clients:    75
Assets Managed by Advisor:    $43,000,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Subscriptions, Hourly, Flat Fee, Based on Assets, Commissions
Fee % Based on Assets:    0.25-1.00%
Hourly Rate:    $200
Flat Fee Rate:    $500
Minimum Fee Charged for Hourly Planning Accounts:    $200
Minimum Fee Charged for Flat Fee Accounts:    $500
 
 
 
Prepared By: Kenneth Beber

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