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Featured Business Financial Advisor in Eatontown, NJ
Eatontown Financial Advisors
DC Strategies, Integrated Wealth Mgt.
12 Christopher Way, Suite #200
Eatontown, NJ 07724
(732) 982-2170
“"Know Your Options"”
Advisor Profile
Daniel Chen
Name:  Daniel Chen
Phone Number:  (732) 982-2170
Website:  Visit Website

About DC Strategies, Integrated Wealth Mgt.

Assisting clients in understanding where they are today can be critical in setting attainable financial and personal goals for the future. We are a fee based "Wealth Management" firm that takes a comprehensive approach to clarifying and organizing our client's financial affairs. We provide ongoing education and insight to navigating the complexities of growing and maintaining "Wealth" while our clients benefit from a more balanced life. Our pledge is to provide quality information so that individuals may make sound choices about their financial future. Ultimately, our greatest impact may be the confidence that comes with working with an Adviser that will educate his clients in the options that are available,and implement those strategies in simple and easy to understand terms.
 

General Information

Gender:    Male
CRD#:    1183323
Insurance License#:    9943468
Name of Broker/Dealer:    Cetera Advisors LLC
Name of Custodial Firm:    Schwab/Fidelty/Genworth Trust/TD Ameritrade
States Licensed in:    All States as an RIA
States Willing to do Business in:    All States
Years of Experience in Financial Services:    28
Number of Years with Current Firm:    10
I work with the following types of clients:    Individual Investors, Non-Profit Organizations, Pension Plans, Businesses
 

Education

Academic Background
 
B.S. Monmouth University
 

Services

Investment Types:    Fee Based Managed Accounts, Commodities, Bonds, Stocks, Annuities, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Insurance, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At my office, Via phone, At your office
 

Qualifications & Memberships

Securities Licenses:    Series 6, Series 7, Series 24, Series 63, Investment Advisor Representative
Insurance and Annuity Licenses:    Disability, Annuity, Life, Variable Annuity, Long Term Care, Variable Life
Financial Organization Memberships:    Financial Planning Association (FPA), Paladin Registry
 

Firm Information

Firm's Number of Clients:    92
Firm's Number of Planning Clients:    35
Firm's Number of Managed Clients:    92
Assets Managed by Firm:    $40mm
Advisor's Number of Clients:    92
Advisor's Number of Managed Clients:    92
Advisor's Number of Planning Clients:    35
Assets Managed by Advisor:    $40mm
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    500k
Compensation Methods:    Flat Fee, Hourly, Based on Assets
Fee % Based on Assets:    1.0%-1.50%
Hourly Rate:    $250
Flat Fee Rate:    $1000
Additional Details on Charges:    Initial consultation will determine which service is most appropriate for a client.
 
 
 
Prepared By: Daniel Chen

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