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Featured Business Financial Advisor in Prescott, AZ
Prescott Financial Advisors
Crown Capital Securities L.P.
5285 W. Vengeance Tr.
Prescott, AZ 86305
(928) 499-0720
“"Where Service Reigns"”
Advisor Profile
Scott Galbraith
Name:  Scott Galbraith
Phone Number:  (928) 499-0720
Website:  Visit Website
Disclosure Link:
Securities offered through C...

About Crown Capital Securities L.P.

Scott Galbraith is committed to assisting his clients with their entire financial needs. Scott and his team of experienced professionals are prepared to help you implement a plan that is right for you.

Scott Galbraith is an independent full-service financial firm committed to helping people pursue their financial goals. Scott offers a wide range of financial products and services to individuals, families and business owners. By providing sound financial information Scott believes you will be better equipped to identify your goals and make sound decisions.
 

General Information

Gender:    Male
CRD#:    1014871
Insurance License#:    0c04798
Name of Broker/Dealer:    Crown Capital Securities,LP
Name of Custodial Firm:    Pershing, LLC
States Licensed in:    CA, OR, WA, NV, AZ
Years of Experience in Financial Services:    35
Number of Years with Current Firm:    35
I work with the following types of clients:    Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors
 

Education

Academic Background
 
Oregon State U. B.S. degree in Marketing and Investments
 

Services

Investment Types:    Annuities, Insurance, Mutual Funds, Stocks, Bonds, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Securities Licenses:    Series 6, Series 7, Series 24, Series 65, Series 63, Series 55
Insurance and Annuity Licenses:    Annuity, Disability, Life, Long Term Care, Variable Annuity, Variable Life, Health
Financial Organization Memberships:    Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA), Society of Financial Services Professionals
Non-Financial Organization Memberships:    Rotary, Delta Tau Delta Fraternity, Oregon State Alumni Assn
 

Firm Information

Firm's Number of Clients:    1275
Firm's Number of Planning Clients:    485
Firm's Number of Managed Clients:    290
Assets Managed by Firm:    75,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    100,000
Compensation Methods:    Based on Assets
 
 
 
Prepared By: Scott Galbraith

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