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Featured Business Financial Advisor in Bradenton, FL
Bradenton Financial Advisors
Assurity Financial Group
Assurity Plaza, 2429 Manatee Avenue East, Unit 1
Bradenton, FL 34208
(941) 739-5006
“Helping Clients Have Peace Of Mind About Their Investments”
Advisor Profile
David Appleby
Name:  David Appleby
Phone Number:  (941) 739-5006
Website:  Visit Website
Disclaimer
TPM AUM $997,000,000

About Assurity Financial Group

Established in 2002, Assurity Financial Group is a family run financial firm that specializes in Life, Wealth, Retirement and Taxes. Our #1 goal for our clients is financial independence!
Many clients seek our services because we offer credentialed help with diverse backgrounds in all areas of finance. As a credentialed Financial Planning and Registered Investment Advisory Firm we can help you to grow wealth and set a course that covers all aspects which exceed traditional Financial Planning.
As fiduciaries over our clients' managed accounts, we don't use high fee proprietary funds. We are independent, but highly regulated. We are proficient in health insurance issues, estate planning, expert advice in wills and trusts. We have a full service tax practice with credentialed EAs and CPA's, so we can offer tax strategies that reduce taxes for our clients. Your number one expense is taxes! That is why we offer tax forecasting to reduce current and future taxation. We offer a diverse array of tax preferred investments to help compound earnings in your portfolio. If safety is your concern, we offer retirement accounts with safer investment options or insured options that offer gains that can average between 5%-10% with little or no risk. For the self-employed we are able to provide pension planning for high income business owners who are being hit hard by excessive taxation. We only offer registered products and utilize a subsidiary of Wells Fargo for custody of assets. Most other retirement products are with highly established insured institutions.
 

General Information

Gender:    Male
CRD#:    3259135
Firm CRD#:    143451
Insurance License#:    A007526
Name of Custodial Firm:    First clearing LLC (Affiliated with Wells Fargo Bank)
States Licensed in:    FL
States Willing to do Business in:    Anna Maria,Bradenton,Bradenton Beach,Cortez,Ellenton,Longboat Key,Palmetto,Parrish,Ruskin,Sarasota,All 50 States
Years of Experience in Financial Services:    22
Number of Years with Current Firm:    20
Work Experience:    10 years of reduced risk money management, including financial planning, wealth management and investment advising.
I work with the following types of clients:    Individual Investors, Businesses
 

Education

Academic Background
 
I operated owner independent insurance agency with background in property casualty, auto, home, health, and life insurance.
Charter Financial Consultant designation, Certified Life Underwriter designation, and Charter Advisor For Senior Living designation all designations completed through The American College.
Qualified Financial Planner designation through the Society for Qualified Financial Planners
Certified Tax Specialists through the Institute of Business and Finance
Registered Financial Consultant through the International Association of Registered Financial Consultants
Certified Senior Advisor through the society of Certified Senior Advisors
 

Services

Investment Types:    Annuities, Insurance, Range Notes, Stocks, Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Life Underwriter (CLU®), Certified Tax Specialist (CTS), Chartered Advisor for Senior Living (CASL), Chartered Financial Consultant (ChFC®), Enrolled Agent (EA), Registered Financial Consultant (RFC), QFP
Securities Licenses:    Series 65
Insurance and Annuity Licenses:    Long Term Care, Variable Annuity, Health, Life, Annuity, Variable Life
Financial Organization Memberships:    ChFC, Financial Planning Association (FPA)
Non-Financial Organization Memberships:    BBB - Rated A+
National Ethics Association
Manatee Chamber of Commerce
 

Firm Information

Firm's Number of Clients:    400
Firm's Number of Planning Clients:    70
Firm's Number of Managed Clients:    70
Advisor's Number of Clients:    400
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $50K and up
Compensation Methods:    Commissions, Flat Fee, Based on Assets
Fee % Based on Assets:    .50 -2.00%
Hourly Rate:    $100-$200
 
 
 
Prepared By: David Appleby

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