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Featured Business Financial Advisor in Scottsdale, AZ
Scottsdale Financial Advisors
Cole Wealth Management, LLC
14301 N 87th St, Suite 307
Scottsdale, AZ 85260
(480) 275-6354
“Financial Peace of Mind!”
Advisor Profile
Martin T. Cole CFP, MSFS, ChFC, CLU, AAMS
Name:  Martin T. Cole CFP, MSFS, ChFC, CLU, AAMS
Phone Number:  (480) 275-6354
Website:  Visit Website
Disclosure Link:
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ADV Form II Link:
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About Cole Wealth Management, LLC

Financial Peace of Mind! Let the Client Focused Advisors of Cole
Wealth Management develop a personalized financial plan and
investment strategy to guide you to your goals. At Cole Wealth
Management, we specialize in providing financial simplicity and
peace of mind for executives, entrepreneurs, retirees and small
businesses.
 

General Information

Gender:    Male
CRD#:    2245650
Firm CRD#:    134509
SEC File#:    801-68629
Name of Broker/Dealer:    Charles Schwab & Co., Inc.
States Licensed in:    All
States Willing to do Business in:    All
Years of Experience in Financial Services:    24
Number of Years with Current Firm:    11
Work Experience:    See Website for further details.
I work with the following types of clients:    Businesses, Small Business Owners, Individual Investors
 

Education

Academic Background
 
Masters of Science in Financial Services - The American College (in process)
Bachelor of Science degree - St. Vincent College (1991)
Certified Financial Planner designation (CFP) - The College for Financial Planning (1997)
Chartered Financial Consultant designation (ChFC) - The American College (2001)
Chartered Life Underwriter designation (CLU) - The American College (2003)
Accredited Asset Management Specialist(AAMS) - The College for Financial Planning (2007)
 

Services

Investment Types:    Insurance, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Asset Management Specialist (AAMS®), Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®), Masters in Financial Services (MSFS)
Securities Licenses:    Series 65
Insurance and Annuity Licenses:    Disability, Life, Long Term Care, Annuity
Financial Organization Memberships:    Financial Planning Association (FPA)
 

Firm Information

Firm's Number of Clients:    200
Firm's Number of Planning Clients:    200
Firm's Number of Managed Clients:    200
Assets Managed by Firm:    $100M
Advisor's Number of Clients:    200
Advisor's Number of Managed Clients:    200
Advisor's Number of Planning Clients:    170
Assets Managed by Advisor:    $100M
 

Compliance

Registered Investment Advisor:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Based on Assets, Flat Fee, Hourly
Fee % Based on Assets:    1% -1.35%
Hourly Rate:    $250
Flat Fee Rate:    negotiable
Additional Details on Charges:    Asset Management Fee Structure:
0 to $250K = 1.35%
$250K to $500K = 1.20%
$500K to $2M = 1.10%
$2M to $4M = 1.00%
$5M and up = negotiable
Minimum Fee Charged for Managed Accounts:    n/a
Minimum Fee Charged for Hourly Planning Accounts:    n/a
Minimum Fee Charged for Flat Fee Accounts:    n/a
 
 
 
Prepared By: Martin T. Cole CFP, MSFS, ChFC, CLU, AAMS

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