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Featured Business Financial Advisor in Rancho Cucamonga, CA
Rancho Cucamonga Financial Advisors
Andrew Chabot, MBA, CFP
11810 Sebastian Way Suite 105
Rancho Cucamonga, CA 91730
(909) 935-5555
“Rancho Wealth Management”
Advisor Profile
Andrew Chabot MBA, CFP
Name:  Andrew Chabot MBA, CFP
Phone Number:  (909) 935-5555
Website:  Visit Website

About Andrew Chabot, MBA, CFP

I am a local, independent, CERTIFIED FINANCIAL PLANNER and specialize in growing and more importantly preserving wealth for my clients. As a long-term investor, you are faced with a wide array of financial considerations. You may need to provide financial assistance for a child's college education or help support a loved one. In addition, you must prepare for your own retirement as well as consider what's to be done with your estate after you are gone. You are confronted with a growing number of investment and insurance products and services. Should you invest in mutual funds, annuities, individual securities, or a comprehensive asset management program. Add up all of these important considerations and your need for competent, objective financial guidance has never been greater. This is where I come in. I help you make better decisions.
 

General Information

Gender:    Male
CRD#:    4622383
Firm CRD#:    6413
SEC File#:    4622383
Insurance License#:    California Insurance License #0E70330
Name of Broker/Dealer:    LPL Financial
Name of Custodial Firm:    LPL Financial
States Licensed in:    CA, NV, AZ, NJ , PA
States Willing to do Business in:    Azusa,Bloomington,Blue Jay,Bryn Mawr,Chino,Chino Hills,Claremont,Colton,Corona,Covina,Crestline,Fontana,Glendora,Grand Terrace,Highland,La Verne,Lake Arrowhead,Loma Linda,Lytle Creek,Mira Loma,Montclair,Mt Baldy,Norco,Ontario,Phelan,Pinon Hills,Pomona,Rancho Cucamonga,Redlands,Rialto,Riverside,San Bernardino,San Dimas,Upland,Wrightwood,CA
Years of Experience in Financial Services:    15
Number of Years with Current Firm:    4
Work Experience:    Wells Fargo Bank
Bank Of America
Farmers Insurance Group
CUSO Financial Services
Altura Credit Union
I work with the following types of clients:    Non-Profit Organizations, Individual Investors, Businesses
 

Education

Academic Background
 
Master In Business Administration (MBA), CSUSB 2000
Certified Financial Planner (CFP), College for Financial Planning 2007
BA-Business Administration, CSUSB 1998
 

Services

Investment Types:    Mortgages & Real Estate, Stocks, Mutual Funds, Bonds, Options & Futures, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Annuities, Insurance, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At your office, Via phone, At your home, At my office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant
Securities Licenses:    Series 65, Series 63, Series 26, Series 24, Series 7, Series 6
Insurance and Annuity Licenses:    HMO, Annuity, Life, Variable Life, Variable Annuity, Property, Accident, Long Term Care, Health, Disability, Casualty
Financial Organization Memberships:    Financial Planning Association (FPA)
Non-Financial Organization Memberships:    Better Business Bureau. Rancho Cucamonga Chamber of Commerce
 

Firm Information

Firm's Number of Clients:    150
Firm's Number of Planning Clients:    150
Firm's Number of Managed Clients:    150
Advisor's Number of Clients:    200
Advisor's Number of Managed Clients:    200
Advisor's Number of Planning Clients:    200
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Commissions, Based on Assets, Hourly, Flat Fee
Additional Details on Charges:    Percentage of Assets, Commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation
 
 
 
Prepared By: Andrew Chabot MBA, CFP

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