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Featured Business Financial Advisor in Tulsa, OK
Tulsa Financial Advisors
Northstar Wealth Management
7666 E. 61st St., Suite 350
Tulsa, OK 74133
(918) 497-9252
“Charting a course to achieve your financial goals”
Advisor Profile
Carter Cowan
Name:  Carter Cowan
Phone Number:  (918) 497-9252
Website:  Visit Website
Disclaimer
Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker/dealer, Member FINRA/SIPC. Advisory Services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Cambridge and Northstar Wealth Management, LLC are not affiliated.

About Northstar Wealth Management

Our mission at Northstar Wealth Management is to become a
trusted advisor to our clients in all aspects of their personal
financial future. We strive to have a positive impact on our
client's lives by preserving and enhancing their long-term
financial security through customized financial planning. We
believe in delivering economical and effective strategies
through objective advice and personalized service.
 

General Information

Gender:    Male
CRD#:    4900948
Firm CRD#:    39543
Insurance License#:    103575
Name of Broker/Dealer:    Cambridge Investment Research, Inc.
Name of Custodial Firm:    National Financial Services LLC
States Licensed in:    OK, CO, TX
States Willing to do Business in:    Beggs,Bixby,Broken Arrow,Catoosa,Collinsville,Coweta,Glenpool,Haskell,Inola,Jenks,Kellyville,Kiefer,Morris,Mounds,Oakhurst,Owasso,Porter,Preston,Sand Springs,Sapulpa,Skiatook,Sperry,Tulsa, MO
Years of Experience in Financial Services:    16
Number of Years with Current Firm:    3.5
Work Experience:    Bank of Oklahoma - Vice President 1998-2005
Merrill Lynch - Financial Advisor 2005-2008
Morgan Stanley - Financial Advisor 2008-2011
Northstar Wealth Management - Accredited Investment Fiduciary, Chartered Retirement Plans Specialist. Sept. 2011-Present
I work with the following types of clients:    Individual Investors, Non-Profit Organizations, Businesses
 

Education

Academic Background
 
MBA - Oklahoma State University
BBA - Finance - University of Oklahoma
 

Services

Investment Types:    Annuities, Insurance, Alternative Investments, Stocks, Mutual Funds, Exchange Traded Funds (ETFs), Commodities, Options & Futures, Bonds, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Mutual Fund Counselor (CMFC®), Chartered Retirement Plans Specialist (CRPS®), Accredited Investment Fiduciary® (AIF)
Securities Licenses:    Series 7, Series 66
Insurance and Annuity Licenses:    Annuity, Health, Life, Long Term Care, Variable Annuity, Variable Life, Disability
Financial Organization Memberships:    Retirement Plan Advisory Group
Non-Financial Organization Memberships:    Tulsa Area Human Resources Association (TAHRA)
Gold Star Referral Clubs
Golf Business Network Tulsa
 

Firm Information

Firm's Number of Clients:    60
Firm's Number of Planning Clients:    45
Firm's Number of Managed Clients:    45
Assets Managed by Firm:    $300,000,000
Advisor's Number of Clients:    65
Advisor's Number of Managed Clients:    40
Advisor's Number of Planning Clients:    40
Assets Managed by Advisor:    $138,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $25,000
Compensation Methods:    Commissions, Hourly, Flat Fee, Based on Assets
Fee % Based on Assets:    Tier
Hourly Rate:    $150
Additional Details on Charges:    Tiered fee of .75% - 2.25%
Minimum Fee Charged for Managed Accounts:    $500/year
Minimum Fee Charged for Hourly Planning Accounts:    $150
Minimum Fee Charged for Flat Fee Accounts:    $500
 
 
 
Prepared By: Carter Cowan

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