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Featured Business Financial Advisor in Jacksonville, FL
Jacksonville Financial Advisors
Jax Wealth Advisors
3840 Belfort Road, Suite 103
Jacksonville, FL 32216
(904) 296-7526
“Strategy Based I Process Driven”
Advisor Profile
H. Lee Little, MBA, CFP
Name:  H. Lee Little, MBA, CFP
Phone Number:  (904) 296-7526
Website:  Visit Website
Disclaimer
Securities and Advisory services offered through LPL Financial. A Registered Investment Advisor. Member FINRA/SIPC. www.FINRA.org : www.SIPC.org. LPL Financial is not affiliated with WiserAdvisor.com

About Jax Wealth Advisors

Our Financial Advisors create objective, customized strategies to help manage, preserve, and transfer our client's wealth. We have developed a rigorous integrated process which incorporates three key pillars: Fundamental Risk Process, Proactive Investment Strategies, and Customized Financial Planning. Our structured system starts with your personal Risk Number which we use to establish a Risk Managed portfolio that responds to the changing markets. This portfolio is then integrated into a Financial Plan that aims to increase the probability that you will never run out of money, especially in retirement. Our comprehensive financial planning will help organize your assets, insurance, liabilities, and estate documents to help you simplify, consolidate and integrate every aspect of your financial future, so you can devote your time to what's most important to you - your family and lifestyle.

As CERTIFIED FINANCIAL PLANNER™ practitioners, we've long held ourselves to the fiduciary standard. We welcome the cornerstone of the new CFP Board's Code of Ethics, effective October 1, 2019, as "a CFP professional's duty to act as a fiduciary, in the best interest of the client, at all times when providing financial advice to a client" to reflect the commitment to which all CFP professionals are required, to comply to the high standards of competency and ethics.

We are an independent, fee only financial services firm, that has an alliance with LPL Financial, the nation's largest Independent Broker/Dealer (as reported in Financial Planning magazine June 1996-2019, based on total revenues). Our practice is currently limited to 120 families.
 

General Information

Name of Broker/Dealer:    LPL Financial
I work with the following types of clients:    Non-Profit Organizations, Individual Investors
Work Experience:    Over 20 years of comprehensive Financial Planning and Investment Management experience, including all areas of financial planning. Past President of the North Florida Financial Planning Association. Past adjunct professor, instructing all areas of the CFP program.
I work with the following types of clients:    Businesses
Number of Years with Current Firm:    16
Years of Experience in Financial Services:    24
Name of Custodial Firm:    LPL Financial
States Willing to do Business in:    Atlantic Beach,Fernandina Beach,Green Cove Springs,Jacksonville,Jacksonville Beach,Middleburg,Neptune Beach,Orange Park,Ponte Vedra Beach,Saint Augustine,Saint Johns
Insurance License#:    A156601
Firm CRD#:    6413
CRD#:    2798163
States Licensed in:    The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AL CA CO CT FL GA KY MD MS OK OR SC TN VA
Gender:    Male
 

Education

Academic Background
 
BBA Business, University of Memphis MBA International Business, NSU, Member National Dean's List CFP Program, College of Financial Planning Specialty Certificate in Business Transfers, American College Financial and Retirement Strategy Program, Wharton Business School Adjunct professor for the CFP Program Past President of the North Florida Financial Planning Association
 

Services

I can meet clients in the following ways:    Video Conference, Via phone, At your office, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Long Term Care, Life
Securities Licenses:    Series 24
Insurance and Annuity Licenses:    Disability
Securities Licenses:    Series 7
Insurance and Annuity Licenses:    Annuity
Securities Licenses:    Securities Registrations held with LPL Financial, Series 63, Series 31
Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant
Financial Organization Memberships:    Paladin Registry, Financial Planning Association (FPA)
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
 

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts:    $250K
Fee % Based on Assets:    .55 - 1.15
Compensation Methods:    Based on Assets
Fee Structure:    Fee-Based (Fee and Commissions)
 
 
 

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