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Featured Business Financial Advisor in Irvine, CA
Irvine Financial Advisors
DTS Financial Group
8001 Irvine Center Drive Suite # 400
Irvine, CA 92618
Advisor Profile
Daryl Serizawa
Name:  Daryl Serizawa

About DTS Financial Group

We hope your visit will help you understand the opportunities and potential rewards that are available when you take a proactive approach to your personal financial situation. We have created this Web site to help you gain a better understanding of the financial concepts behind insurance, investing, retirement, estate planning, and wealth preservation. Most important, we hope you see the value of working with skilled professionals to pursue your financial goals.

We’re here to help educate you about the basic concepts of financial management; to help you learn more about who we are; and to give you fast, easy access to market performance data.

Registered Representative offering securities and advisory services through Independent Financial Group, LLC (IFG), a registered broker-dealer and investment advisor. Member FINRA/SIPC. DTS Financial Group and IFG are not affiliated entities.

Licensed to sell securities and offer advisory services in the state of California.
 

General Information

Gender:    Male
CRD#:    2293939
Name of Broker/Dealer:    IFG
States Licensed in:    (CA) (WA) (MT)
States Willing to do Business in:    (any)
Years of Experience in Financial Services:    19
Number of Years with Current Firm:    1
 

Education

Academic Background
 
BS business
 

Services

Investment Types:    Annuities, Exchange Traded Funds (ETFs), Insurance, Alternative Investments, Stocks, Bonds, Mutual Funds
 

Qualifications & Memberships

Securities Licenses:    Series 65, Series 63, Series 24, Series 7
Insurance and Annuity Licenses:    Disability, Health, Long Term Care, Variable Annuity, Variable Life, Annuity
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    50,000
Compensation Methods:    Based on Assets
 
 
 
Prepared By: Daryl Serizawa

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