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Featured Business Financial Advisor in Tempe, AZ
Tempe Financial Advisors
Seros Financial
2141 E. Broadway Rd., Suite 220
Tempe, AZ 85282
(480) 967-1155
“Live your retirement by design not by default.”
Advisor Profile
Jeffrey Wilcock, RFC
Name:  Jeffrey Wilcock, RFC
Phone Number:  (480) 967-1155
Website:  Visit Website
Disclaimer
Jeffrey P. Wilcock is a Registered Representative offering Securities through United Planners Financial Services, Member FINRA, SIPC. Advisory Services offered Through Seros Financial LLC. Seros Financial, LLC. and United Planners are not affiliated.

About Seros Financial

Most people only get one shot at retirement. That's why we
help you take the guess work out of the process. Seros360 is
a seven part mentoring approach to retirement.
1. Goals
We build a bridge from your idea of retirement to the real
thing. What really matters most to you in retirement and
understand the steps needed to reach your goals.
2. Risks
Living longer. Rising healthcare costs. Inflation. These are
risks everyone faces during retirement. Working together, we
can help you identify your risks and plan accordingly.
3. Investments
You need an investment strategy that takes into account your
retirement goals, how you view risk, and your timeline for
retirement. We take a dynamic money management approach in
activley monitoring and adjusting your portfolio.
4. Income
Income is the engine of your retirement. We help you develop a
plan so you take the right amount of income in the most tax
efficient way possible.
5. Taxes
We help you develop a strategy that balances your tax burden
now and throughout retirement.
6. Test Run
Why guess about your retirement? Take a Retirement Test Run.
This simulated retirement approach lets you actually
experience what it will be like to live on the income you'll
have during retirement.
7. Retirement
With lessons from your Retirement Test Run and adjustments to
your plan, you are ready to retire with confidence.
 

General Information

Gender:    Male
CRD#:    2034946
Insurance License#:    801440
Name of Broker/Dealer:    United Planners Financial Services
Name of Custodial Firm:    Trust Company of America
States Licensed in:    AZ CA CO CT FL MI MO MT NV NM NY OK TX UT VA WA
States Willing to do Business in:    Chandler,Fountain Hills,Gilbert,Glendale,Higley,Mesa,Paradise Valley,Peoria,Phoenix,Queen Creek,Scottsdale,Tempe,Youngtown
Years of Experience in Financial Services:    27
Number of Years with Current Firm:    6
I work with the following types of clients:    Individual Investors
 

Services

Investment Types:    Insurance, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Registered Financial Consultant (RFC)
Securities Licenses:    Series 22, Series 6, Series 7, Series 24, Series 26, Series 63, Series 65, Series 66
Insurance and Annuity Licenses:    Long Term Care, Life, Health, Disability, Annuity, Variable Annuity, Variable Life
Financial Organization Memberships:    Registered Financial Consultant (RFC), Financial Planning Association (FPA), National Association of Personal Financial Advisors (NAPFA)
 

Firm Information

Firm's Number of Clients:    450
Firm's Number of Planning Clients:    120
Firm's Number of Managed Clients:    300
Assets Managed by Firm:    $155,000,000
Assets Managed by Advisor:    $50,000,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Commissions, Based on Assets, Hourly
Fee % Based on Assets:    1.75%
Hourly Rate:    $220.00
Minimum Fee Charged for Managed Accounts:    1%
Minimum Fee Charged for Hourly Planning Accounts:    $125.00
 
 
 
Prepared By: Jeffrey Wilcock, RFC

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