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Featured Business Financial Advisor in Irvine, CA
Irvine Financial Advisors
Trilogy Financial Services
Irvine
Irvine, CA 92614
Advisor Profile
David Willett
Name:  David Willett

About Trilogy Financial Services

If you are looking for an honest professional that will put your needs before their own, we could be a great fit! My approach is simple:
? At our initial "get to know each other" meeting, we will work to define your current "financial house." As well, we will review your current goals and establish forward looking goals for the next year, five years, and for retirement and beyond.
? Our follow up meeting will include my recommendations and provide for you a clear path for how we can work together.
? Our future meetings will revolve around your needs. At minimum, we will need to have a review meeting at least once a year. We can also meet at any time as your "financial house" may experience unexpected changes from time to time.

I take pride in providing unbiased, objective guidance, assisting my clients to help them achieve their most worthwhile financial goals, from generation to generation.

Securities and Advisory Services offered through NATIONAL PLANNING CORPORATION. (NPC) Member NASD, SIPC, a Registered Investment Advisor. Trilogy Financial Services and NPC are separate and unrelated entities.
 

General Information

States Willing to do Business in:    CA, AZ
Name of Broker/Dealer:    National Planning Corporation
I work with the following types of clients:    Businesses, Individual Investors
Insurance License#:    OE60003
Number of Years with Current Firm:    9
Name of Custodial Firm:    Trilogy Financial
States Licensed in:    CA, AZ
Firm CRD#:    29604
Work Experience:    Financial Analysis + Financial Planning
CRD#:    4835765
Foreign Languages Serviced:    n/a
Gender:    Male
Years of Experience in Financial Services:    9
 

Education

Academic Background
 
Finance
 

Services

I can meet clients in the following ways:    At your office, At my office, At your home
Investment Types:    Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Long Term Care, Life, Annuity
Securities Licenses:    Series 6, Series 7, Series 63, Series 65
 

Firm Information

Advisor's Number of Managed Clients:    50
Advisor's Number of Planning Clients:    50
Advisor's Number of Clients:    80
Assets Managed by Advisor:    $10,000,000+
Assets Managed by Firm:    $2,000,000,000+
 

Compliance

Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    Fee-Based
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Based on Assets, Flat Fee
 
 
 

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