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Featured Business Financial Advisor in Irvine, CA
Irvine Financial Advisors
Trilogy Financial Services
Irvine
Irvine, CA 92614
Advisor Profile
David Willett
Name:  David Willett

About Trilogy Financial Services

If you are looking for an honest professional that will put your needs before their own, we could be a great fit! My approach is simple:
? At our initial "get to know each other" meeting, we will work to define your current "financial house." As well, we will review your current goals and establish forward looking goals for the next year, five years, and for retirement and beyond.
? Our follow up meeting will include my recommendations and provide for you a clear path for how we can work together.
? Our future meetings will revolve around your needs. At minimum, we will need to have a review meeting at least once a year. We can also meet at any time as your "financial house" may experience unexpected changes from time to time.

I take pride in providing unbiased, objective guidance, assisting my clients to help them achieve their most worthwhile financial goals, from generation to generation.

Securities and Advisory Services offered through NATIONAL PLANNING CORPORATION. (NPC) Member NASD, SIPC, a Registered Investment Advisor. Trilogy Financial Services and NPC are separate and unrelated entities.
 

General Information

Foreign Languages Serviced:    n/a
I work with the following types of clients:    Businesses, Individual Investors
Work Experience:    Financial Analysis + Financial Planning
Number of Years with Current Firm:    9
Years of Experience in Financial Services:    9
States Willing to do Business in:    CA, AZ
States Licensed in:    CA, AZ
Name of Custodial Firm:    Trilogy Financial
Name of Broker/Dealer:    National Planning Corporation
Insurance License#:    OE60003
Firm CRD#:    29604
CRD#:    4835765
Gender:    Male
 

Education

Academic Background
 
Finance
 

Services

I can meet clients in the following ways:    At your office, At your home, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Long Term Care, Life, Annuity
Securities Licenses:    Series 65, Series 63, Series 7, Series 6
 

Firm Information

Assets Managed by Advisor:    $10,000,000+
Advisor's Number of Planning Clients:    50
Advisor's Number of Managed Clients:    50
Advisor's Number of Clients:    80
Assets Managed by Firm:    $2,000,000,000+
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Compensation Methods:    Based on Assets, Flat Fee
Minimum Portfolio Size for New Managed Accounts:    $100,000
Fee Structure:    Fee-Based (Fee and Commissions)
 
 
 

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