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Featured Business Financial Advisor in Tiburon, CA
Tiburon Financial Advisors
Guardian Investment Management, LLC
1120 Mar West St., Suite D
Tiburon, CA 94920
(415) 765-0428
“Long term investing, Long term trust”
Advisor Profile
Steve Ethridge
Name:  Steve Ethridge
Phone Number:  (415) 765-0428
Website:  Visit Website

About Guardian Investment Management, LLC

As a Fiduciary, we offer independent and unbiased investment management. Our primary focus is on preservation of capital and protection from inflation.
Our business consists of managing security accounts, each of which uses as custodian, a bank, or broker selected by the client. We hold a limited power of attorney that authorizes us to buy or sell securities. Although we do not consult with clients prior to individual security purchases and sales, occasional consultations are held to discuss general matters such as how the account managed by Guardian Investments relates to the client's other assets and requirements. Some clients impose restrictions on investment in certain securities or types of securities. Client portfolios are invested in stocks, taxable and tax-exempt bonds, and short-term instruments such as Treasury bills and money market funds. On occasion, we may invest in mutual funds, Exchange Traded Funds and other similar co-mingled investment products for smaller accounts managed as a courtesy for existing clients. A separate account is maintained for each client.
 

General Information

CRD#:    2703318
Firm CRD#:    104935
SEC File#:    801-11279
Insurance License#:    N/A
Name of Broker/Dealer:    Schwab Institutional
Name of Custodial Firm:    Schwab Institutional
States Licensed in:    CA
States Willing to do Business in:    Alameda,Alamo,Albany,Benicia,Berkeley,Bolinas,Brisbane,Burlingame,Castro Valley,Concord,Crockett,Daly City,El Cerrito,El Sobrante,Emeryville,Fairfax,Forest Knolls,Greenbrae,Hercules,Inverness,Lafayette,Lagunitas,Larkspur,Martinez,Mill Valley,Millbrae,Montara,Moraga,Moss Beach,Napa,Nicasio,Novato,Oakland,Orinda,Pacifica,Petaluma,Pinole,Pleasant Hill,Point Reyes Station,Port Costa,Richmond,Rodeo,San Anselmo,San Bruno,San Francisco,San Geronimo,San Leandro,San Lorenzo,San Pablo,San Quentin,San Rafael,Sonoma,South San Francisco,Stinson Beach,Vallejo,Walnut Creek,Woodacre,Belvedere Tiburon
Years of Experience in Financial Services:    30+
Number of Years with Current Firm:    5
 

Qualifications & Memberships

Securities Licenses:    Series 65
Financial Organization Memberships:    CFA Institute
 

Firm Information

Firm's Number of Clients:    106
Firm's Number of Planning Clients:    0
Firm's Number of Managed Clients:    106
Assets Managed by Firm:    $267,000,000
Assets Managed by Advisor:    $50,000,000
 

Compensation and Fees

Fee Structure:    I am a Fee-Only financial professional
Compensation Methods:    Based on Assets
Fee % Based on Assets:    0.75 to 1
 
 
 
Prepared By: Steve Ethridge

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