Nationwide Financial Planners

National Coverage

Local Professionals

Featured Business Financial Advisor in Pleasanton, CA
Pleasanton Financial Advisors
Financial Engines Advisors, LLC
4301 Hacienda Drive, Suite 100
Pleasanton, CA 94588
(925) 227-0555
Advisor Profile
Mallory Dinis - Senior Vice President - Investments
Name:  Mallory Dinis - Senior Vice President - Investments
Phone Number:  (925) 227-0555
Website:  Visit Website
Disclosure Link:
Compliance https://legaldocs.financialengines.io/Master/FEA_ADV2A_B.pdf. If you would like to receive a copy of the Disclosure Brochure by mail, you can request one by calling Financial Engines at 1-800-601-5957." target="_blank">WiserAdvisor is a solicitor ...

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1.
We help people achieve greater financial clarity by providing
professional investment management, comprehensive
financial planning and advice for everyday Americans.

Financial Engines was co-founded in 1996 by a Nobel Prize-
winning economist and we currently offer financial help to
millions of people. Our unique approach, combined with
powerful online services, dedicated advisors and personal
attention both in and outside of the workplace, promotes
greater financial wellness and helps more Americans get on
track to meet their financial goals.

1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).
 

General Information

CRD#:    5823103
Firm CRD#:    104510
Name of Custodial Firm:    Charles Schwab
States Licensed in:    CA
States Willing to do Business in:   
Years of Experience in Financial Services:    5
Number of Years with Current Firm:    4
 

Qualifications & Memberships

Securities Licenses:    Series 6, Series 63, Series 65
 

Firm Information

Firm's Number of Clients:    9,480,515
Firm's Number of Managed Clients:    8899
Assets Managed by Firm:    $134,400,000,000
Assets Managed by Advisor:    $22,023,675.82
 

Compensation & Fees

Fee Structure:    I am a Fee-Only financial professional
Compensation Methods:    Based on Assets
 
 
 
Prepared By: Mallory Dinis - Senior Vice President - Investments

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.