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Featured Business Financial Advisor in Greenwood Village, CO
Greenwood Village Financial Advisors
Colorado Financial Advisors
5105 DTC Pkwy, Suite 310
Greenwood Village, CO 80111
(303) 277-0605
“Financial security in an evolving economy”
Advisor Profile
Mike Nekoorad
Name:  Mike Nekoorad
Phone Number:  (303) 277-0605
Website:  Visit Website
Disclaimer
Colorado Financial Advisors 2015-2016. All rights reserved. Securities offered through The O.N. Equity Sales Company Member FINRA/SIPC, One Financial Way Cincinnati, Ohio 45242 (513) 794-6794. Investment Advisory Services offered through O.N. Investment Management Company. Insurance licenses in California, Colorado, Florida, Texas and Montana.

About Colorado Financial Advisors

Colorado Financial Advisors was founded based on a vision to
create an independent investment firm that, as a trusted
member of the community, would:

Provide clients with great service, an in-depth education and
understanding regarding their investments.

Offer clients greater access to investment products.

Provide guidance to best meet clients? needs without incurring
the pressures, influences, objectives or control sometimes
imposed by other investment firms? management.

Control costs effectively to enable investors to get the best
services and products as cost-effective as possible. Because
we offer straight forward and transparent pricing for
financial planning.

The conduct and ethics of the principal's of the firm are
guided by their own, demonstrated high standards for
excellence, as well as their Certified Financial Planner? (CFP
) designation?which is awarded by an association that creates
and enforces uniform standards of competency, practice and
ethics of financial planners.


In essence, the idea behind Colorado Financial advisors was to
create a firm that would give individual investors, as well as
companies that need retirement investing services, a better,
wiser, more flexible, more personal attention.
 

General Information

CRD#:    1700756
Firm CRD#:    2936
Insurance License#:    329716
Name of Broker/Dealer:    The O.N. Equity Sales Company
Name of Custodial Firm:    Pershing
States Licensed in:    CO CA
States Willing to do Business in:    Arvada,Aurora,Brighton,Broomfield,Castle Rock,Commerce City,Conifer,Denver,Elizabeth,Englewood,Franktown,Golden,Indian Hills,Kittredge,Littleton,Lone Tree,Morrison,Parker,Westminster,Wheat Ridge,Pine
Years of Experience in Financial Services:    25
Number of Years with Current Firm:    3
Work Experience:    A successful financial services
professional with over
25 years of experience in financial services
and regulatory compliance. Excellence
demonstrated in the areas of estate and
retirement planning, insurance and risk
management, income tax planning,employee
benefits and investment planning.
I work with the following types of clients:    Individual Investors, Businesses
 

Services

Investment Types:    Insurance, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Annuities, Stocks, Bonds, Options & Futures, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLU®), Life Underwriter Training Council Fellow (LUTCF)
Securities Licenses:    Series 63, Series 65, Series 7
Insurance and Annuity Licenses:    Disability, Health, Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Accident
Financial Organization Memberships:    FINRA, Financial Planning Association (FPA)
 

Firm Information

Advisor's Number of Clients:    N/A
Advisor's Number of Managed Clients:    N/A
Advisor's Number of Planning Clients:    N/A
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Hourly, Based on Assets, Flat Fee, Commissions
Fee % Based on Assets:    1 - 1.5
Hourly Rate:    200
Minimum Fee Charged for Managed Accounts:    $1,000
Minimum Fee Charged for Hourly Planning Accounts:    $200
 
 
 
Prepared By: Mike Nekoorad

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