Nationwide Financial Planners

National Coverage

Local Professionals

Featured Business Financial Advisor in Cumming, GA
Cumming Financial Advisors
Fountain Financial Advisors
407 East Maple Street, Suite 303
Cumming, GA 30040
(770) 627-2121
“Working Together for Your Future”
Advisor Profile
David Fountain, CFP
Name:  David Fountain, CFP
Phone Number:  (770) 627-2121
Website:  Visit Website
Disclosure Link:
The information being provid...
Disclaimer
Financial Consultants Group, Inc. DBA Fountain Financial Advisors is a Registered Investment Adviser. Information presented is for educational purposes only and does not intend to make an offer or solicitation for the sale or purchase of any specific securities, investments, or investment strategies. Investments involve risk and unless otherwise state, are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy discussed herein.

About Fountain Financial Advisors

Our mission is to provide value to your overall financial
picture. Finances affect every aspect of our lives, so we work
diligently to build a personal relationship with you and to
understand your unique situation. With over 70 years combined
experience, you can feel secure that our team will be able to
provide you with unbiased guidance that adheres to the
fiduciary standard. We walk you through our simplified, yet
detailed, process to develop a customized plan to help you
reach your financial goals. We believe our approach adds a
broader perspective to all we do and provides you with peace
of mind that comes from having a plan and an experienced team
in your corner.

Changing to a career you love?
Retiring early?
Not depending on your kids for support?
Being outrageously generous to those in need?

Financial Freedom is more than just being debt-free and able
to cover your expenses. It?s about doing what you want to do.
Let us help you develop a strategy to meet your goals. Having
a plan and working with an advisor can help keep you
accountable ? and take the emotion out of financial decision
making. With a combined 70+ years of experience, we have seen
market swings and helped clients through family crises. We
would love to partner with you to help you leave a legacy.​
 

General Information

CRD#:    2367858
Insurance License#:    599694
Name of Custodial Firm:    Trust Company of America
States Licensed in:    Registered in GA, FL
States Willing to do Business in:    Alpharetta,Ball Ground,Braselton,Buford,Cumming,Dahlonega,Dawsonville,Flowery Branch,Gainesville,Oakwood,Suwanee,Big Canoe
Years of Experience in Financial Services:    24
Number of Years with Current Firm:    10
Work Experience:    OUR SERVICES - We offer a comprehensive range of
services, working with you to develop a tailored
strategy for your individual needs, which may
include investment advice, retirement planning,
estate planning, education funding, and more. At
Fountain Financial Advisors, and over the past
twenty years, we have learned that each individual
comes with different circumstances and objectives.
We understand the importance of providing
flexibility when it comes to solutions, strategies
and financial tools that are made available to
you.
I work with the following types of clients:    Individual Investors
 

Services

Investment Types:    Stocks, Bonds, Exchange Traded Funds (ETFs), Mutual Funds, Insurance
I can meet clients in the following ways:    At your office, Via phone, At my office, At your home
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant
Securities Licenses:    Series 65
Insurance and Annuity Licenses:    Property, Life, Casualty
Financial Organization Memberships:    Financial Planning Association (FPA)
Non-Financial Organization Memberships:    Leadership Forsyth
Best of Forsyth 2018, 2017 & 2016
 

Firm Information

Firm's Number of Clients:    150
Firm's Number of Planning Clients:    150
Firm's Number of Managed Clients:    150
Assets Managed by Firm:    50,000,000
Advisor's Number of Clients:    120
Advisor's Number of Managed Clients:    100
Advisor's Number of Planning Clients:    70
Assets Managed by Advisor:    50,000,000
 

Compliance

Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Based on Assets, Hourly, Flat Fee
Fee % Based on Assets:    1
Hourly Rate:    $250
Additional Details on Charges:    We offer a complimentary initial meeting. When
working on an hourly basis the fees is not due
until services have been provided and client
agrees that value has been provided equal to
the amount due. Asset based fees range from
.6% to 1.25% annualized.
Minimum Fee Charged for Managed Accounts:    $1250
Minimum Fee Charged for Hourly Planning Accounts:    $250
 
 
 
Prepared By: David Fountain, CFP

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.