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Featured Business Financial Advisor in Cumming, GA
Cumming Financial Advisors
Fountain Financial Advisors
407 East Maple Street, Suite 303
Cumming, GA 30040
(770) 627-2121
“Caring About Your Future”
Advisor Profile
David Fountain, CFP
Name:  David Fountain, CFP
Phone Number:  (770) 627-2121
Website:  Visit Website
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The information being provid...
Disclaimer
Securities offered through Cambridge Investment Research, Inc., a broker-dealer, member of FINRA/SIPC. Investment Advisor Representative through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Fountain Financial Advisors, Inc. is not affiliated with Cambridge Investment Research. This communication is strictly intended for individuals residing in the states of FL, GA. No offers may be made or accepted from any resident outside the specific states referenced.

About Fountain Financial Advisors

Lets face it life is busy! A majority of people have accumulated
assets throughout the years, but do not have the time (or
energy) to devote to making sure they are on the correct path
for a comfortable retirement. We can help! Our goal is simple to
guide you in the realization of your lifes dreams. Through
our experienced team, we will help develop tailored strategies
for our clients in reaching both their financial and personal
goals. As your trusted financial planner, Fountain Financial
Advisors will be there from your first consultation through the
achievement of milestones throughout your retirement. Our team
of Certified Financial Planners and seasoned investment advisors
will help you plan to navigate the many obstacles that may come
along the way. Through a tailored strategy for your individual
needs, we partner with you to achieve your particular retirement
and wealth management objectives. Call us today, and check one
more thing off your To-Do List!
 

General Information

CRD#:    39543
Insurance License#:    599694
Name of Broker/Dealer:    Cambridge Investment Research
Name of Custodial Firm:    Pershing, LLC
States Licensed in:    GA, FL
States Willing to do Business in:    Alpharetta,Ball Ground,Braselton,Buford,Cumming,Dahlonega,Dawsonville,Flowery Branch,Gainesville,Oakwood,Suwanee,Big Canoe
Years of Experience in Financial Services:    24
Number of Years with Current Firm:    10
Work Experience:    OUR SERVICES - We offer a comprehensive range of
services, working with you to develop a tailored
strategy for your individual needs, which may
include investment advice, retirement planning,
estate planning, education funding, and more. At
Fountain Financial Advisors, and over the past
twenty years, we have learned that each individual
comes with different circumstances and objectives.
We understand the importance of providing
flexibility when it comes to solutions, strategies
and financial tools that are made available to
you.
I work with the following types of clients:    Individual Investors
 

Services

Investment Types:    Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Mutual Funds
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant
Securities Licenses:    Series 63, Series 6, Series 7, Series 65
Insurance and Annuity Licenses:    Life, Property, Casualty
Financial Organization Memberships:    Financial Planning Association (FPA)
Non-Financial Organization Memberships:    Dave Ramsey SmartVestor Pro
Leadership Forsyth
Best of Forsyth 2017 & 2016
 

Firm Information

Advisor's Number of Clients:    120
Advisor's Number of Managed Clients:    100
Advisor's Number of Planning Clients:    70
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Hourly, Flat Fee, Based on Assets
Fee % Based on Assets:    1
Hourly Rate:    $250
Additional Details on Charges:    We offer a complimentary initial meeting. When
working on an hourly basis the fees is not due
until services has been provided and client
agrees that value has been provided equal to
the amount due. Asset based fees range from
.6% to 1.25% annualized.
Minimum Fee Charged for Managed Accounts:    $1250
Minimum Fee Charged for Hourly Planning Accounts:    $250
 
 
 
Prepared By: David Fountain, CFP

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