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Featured Business Financial Advisor in Minneapolis, MN
Minneapolis Financial Advisors
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORs LLC
50 South Sixth Street, #1405
Minneapolis, MN 55402
(612) 355-4365
“BUILDING AND PRESERVING YOUR WEALTH”
Advisor Profile
Joe Schwarz
Name:  Joe Schwarz
Phone Number:  (612) 355-4365
Website:  Visit Website

About SCHWARZ DYGOS WHEELER INVESTMENT ADVISORs LLC

Fee-Only, independent Registered Investment Advisory firm [RIA] providing comprehensive Wealth Management services that include portfolio management and financial advice.
 

General Information

CRD#:    147384
Firm CRD#:    147384
SEC File#:    801-69248
Insurance License#:    not licensed for insurance
Name of Custodial Firm:    Fidelity Investments
States Licensed in:    MN FL WI TX IL
States Willing to do Business in:    Afton,Andover,Anoka,Bayport,Cedar,Champlin,Chanhassen,Chaska,Circle Pines,Cottage Grove,Dayton,Excelsior,Farmington,Forest Lake,Hanover,Hopkins,Hugo,Inver Grove Heights,Lake Elmo,Lakeland,Lakeville,Long Lake,Loretto,Maple Plain,Mendota,Minneapolis,Minnetonka,Mound,Newport,Osseo,Plymouth,Prior Lake,Rogers,Rosemount,Saint Bonifacius,Saint Paul,Savage,Shakopee,Spring Park,Stillwater,Victoria,Wayzata,Greater Minnesota and Wisconsin
Years of Experience in Financial Services:    19
Number of Years with Current Firm:    7
Work Experience:    19 years
I work with the following types of clients:    Retirees, Individual Investors
 

Services

Investment Types:    Options & Futures, Bonds, Mutual Funds, Exchange Traded Funds (ETFs), Stocks, Portfolio Management
I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Financial Analyst (CFA)
Securities Licenses:    Series 63
Insurance and Annuity Licenses:    not licensed for insurance
Financial Organization Memberships:    CFA Society of Minnesota
 

Firm Information

Firm's Number of Clients:    333
Assets Managed by Firm:    $135,000,000
Advisor's Number of Clients:    87
Assets Managed by Advisor:    $33,500,000
 

Compensation & Fees

Fee Structure:    I am a Fee-Only financial professional
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Based on Assets, Flat Fee
Additional Details on Charges:    as an RIA, commissions are not received
 
 
 
Prepared By: Joe Schwarz

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