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Featured Business Financial Advisor in Tulsa, OK
Tulsa Financial Advisors
Regent Financial Services, Inc
7134 S. Yale Ave., Suite 700
Tulsa, OK 74136
(918) 493-4190
“Helping you manage your serious money”
Advisor Profile
Kraig McFarland
Name:  Kraig McFarland
Phone Number:  (918) 493-4190
Website:  Visit Website
Disclaimer
Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Regent Financial Services, a registered investment advisor and separate entity from LPL Financial.

About Regent Financial Services, Inc

The first thing you can expect is a conversation about where you are and where you would like to be. We create a personal financial plan based upon your goals that will be our guide going forward. A financial plan is not a one-time event; it's an ongoing interactive process between you and us. We will revisit your personal financial plan annually to discuss any needed adjustments.
As a fee-based investment planner I am financially vested in optimum client performance. In other words, I have an inherent interest in seeing my client's assets grow as our relationship evolves. If you win, I win. It's that simple. In addition to your account statements, communication with us includes access to your account information online anytime, as well as regular contact from us on a schedule that you prefer. My team strives to deliver an overall experience that is focused on you, our client.

Regent Financial Services is a Registered Investment Advisor* which means we adhere to a fiduciary standard of care that requires us to serve our client's best interests at all times. We don't have proprietary products and will only choose the investment vehicle that fits your needs. *Registration does not imply a certain level of skill or training, nor any regulatory endorsement or approval of our investment advisory services
 

General Information

CRD#:    1736159
Firm CRD#:    6413
Name of Broker/Dealer:    LPL
Name of Custodial Firm:    LPL
States Licensed in:    AR, CA, CO, FL, GA, KS, LA, NE, ND, OK, PA, SD, TX, VA, WA
States Willing to do Business in:    Beggs,Bixby,Broken Arrow,Catoosa,Collinsville,Coweta,Glenpool,Haskell,Inola,Jenks,Kellyville,Kiefer,Mannford,Mounds,Oakhurst,Owasso,Preston,Prue,Sand Springs,Sapulpa,Skiatook,Sperry,Tulsa
Years of Experience in Financial Services:    27
Number of Years with Current Firm:    3
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Retirement Planning Counselor (CRPC®), Registered Financial Consultant (RFC®)
Securities Licenses:    Series 63, Series 65, Series 6, Series 7
Insurance and Annuity Licenses:    Life, Health, Annuity, Long Term Care, Variable Life, Variable Annuity, Disability
Financial Organization Memberships:    Financial Services Institute
Non-Financial Organization Memberships:    Member of City of Tulsa Sales Tax Overview Committee, Soldier's Wish volunteer, Restore Hope Ministries volunteer, International Fellowship of Christian Business Men, Member of Asbury United Methodist Church.
 

Firm Information

Assets Managed by Firm:    $175,000,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Compensation Methods:    Based on Assets
Additional Details on Charges:    We have a graduated fee scale based upon account size and services provided. Fees can be discussed in further detail during our initial consultation.
 
 
 
Prepared By: Kraig McFarland

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