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Featured Business Financial Advisor in Ponte Vedra Beach, FL
Ponte Vedra Beach Financial Advisors
DNA Financial Advisors
166 A1A North, Suite 101
Ponte Vedra Beach, FL 32082
(904) 339-0015
“Providing Building Blocks for a Successful Financial Future”
Advisor Profile
David Adams
Name:  David Adams
Phone Number:  (904) 339-0015
Website:  Visit Website
Disclaimer
Securities and Investment Advisory Services offered through SagePoint Financial, Inc., member FINRA/SIPC and a registered investment advisor. Insurance and tax services offered through David N. Adams, Inc. which is not affiliated with SagePoint Financial, Inc. or registered as a broker-dealer or investment advisor.

About DNA Financial Advisors

We are a fee-based financial planning and investment advisory business. We specialize in working with retirees and those approaching retirement.

Our comprehensive financial planning process starts with an analysis of a client's cash flow needs, time horizon and risk profile. We then utilize world class asset management tools and strategies to build a portfolio that is designed to both preserve and grow your principal and income. We offer tax managed, tax deferred and tax free investment solutions.

In addition to investment management, our financial planning process includes an evaluation and implementation of asset protection, tax and estate planning strategies, all with an objective to provide a growing income for life, tax efficient wealth transfers to loved ones and most of all, lasting peace of mind.
 

General Information

CRD#:    1575083
Firm CRD#:    13626
Insurance License#:    A001189
Name of Broker/Dealer:    SagePoint Financial
Name of Custodial Firm:    Pershing, LLC
States Licensed in:    CA
FL
GA
IL
IN
NY
NC
OH
SC
TX
VA
States Willing to do Business in:    Atlantic Beach,Jacksonville,Jacksonville Beach,Neptune Beach,Orange Park,Saint Augustine,Saint Johns,Ponte Vedra
Years of Experience in Financial Services:    34
Number of Years with Current Firm:    28
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Life Underwriter (CLU®), Life Underwriter Training Council Fellow (LUTCF), Chartered Financial Consultant (ChFC®)
Securities Licenses:    Series 66, Series 6, Series 7, Series 24, Series 63, Series 65
Insurance and Annuity Licenses:    Variable Annuity, Disability, Annuity, Health, Life, Long Term Care, Variable Life
 

Firm Information

Firm's Number of Clients:    200
Firm's Number of Planning Clients:    130
Firm's Number of Managed Clients:    200
Assets Managed by Firm:    80,000,000
Assets Managed by Advisor:    80,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Compensation Methods:    Based on Assets
 
 
 
Prepared By: David Adams

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