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Featured Business Financial Advisor in Hockessin, DE
Hockessin Financial Advisors
First State Advisors
724 Yorklyn Road, Stone Mill Ste 348
Hockessin, DE 19707
(302) 234-7700
“Holistic Financial Advice”
Advisor Profile
Richard K. McLaughlin, CFP
Name:  Richard K. McLaughlin, CFP
Website:  Visit Website
Investment Advisor Representative Cambridge Investment Research Advisors, a SEC Registered Investment Advisor. Registered Representative Cambridge Investment Research, Inc. member FINRA/SIPC. First State Advisors and Cambridge are not affiliated.

About First State Advisors


General Information

CRD#:    1087329
Firm CRD#:    134139
Name of Broker/Dealer:    Cambridge Investment Research Advisors
Name of Custodial Firm:    AssetMark Trust Company
States Licensed in:    DE,PA, MD, MI, WA
Years of Experience in Financial Services:    34
Number of Years with Current Firm:    11

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Certified in Long-Term Care (CLTC)
Securities Licenses:    Series 6, Series 65, Series 63
Insurance and Annuity Licenses:    Long Term Care, Life, Annuity
Financial Organization Memberships:    Certified Financial Planner Board of Standards

Firm Information

Firm's Number of Clients:    952,000
Assets Managed by Firm:    $97B
Assets Managed by Advisor:    $25MM


Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Compensation Methods:    Flat Fee, Based on Assets
Additional Details on Charges:    Only pay for advice provided on accepted recommendations.

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