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Featured Business Financial Advisor in Hockessin, DE
Hockessin Financial Advisors
First State Advisors
724 Yorklyn Road, Stone Mill Ste 348
Hockessin, DE 19707
(302) 234-7700
“Holistic Financial Advice”
Advisor Profile
Richard K. McLaughlin, CFP
Name:  Richard K. McLaughlin, CFP
Website:  Visit Website
Disclaimer
Investment Advisor Representative Cambridge Investment Research Advisors, a SEC Registered Investment Advisor. Registered Representative Cambridge Investment Research, Inc. member FINRA/SIPC. First State Advisors and Cambridge are not affiliated.

About First State Advisors

 

General Information

Number of Years with Current Firm:    11
Years of Experience in Financial Services:    34
Name of Custodial Firm:    AssetMark Trust Company
Name of Broker/Dealer:    Cambridge Investment Research Advisors
States Licensed in:    DE,PA, MD, MI, WA
Firm CRD#:    134139
CRD#:    1087329
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Long Term Care, Life, Annuity
Securities Licenses:    Series 65, Series 63, Series 6
Certifications, Accreditations & Designations:    Certified in Long-Term Care (CLTC), CERTIFIED FINANCIAL PLANNER™ Certificant
Financial Organization Memberships:    Certified Financial Planner Board of Standards
 

Firm Information

Assets Managed by Advisor:    $25MM
Assets Managed by Firm:    $97B
Firm's Number of Clients:    952,000
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
 

Compensation and Fees

Additional Details on Charges:    Only pay for advice provided on accepted recommendations.
Compensation Methods:    Based on Assets, Flat Fee
Fee Structure:    Fee-Based
 
 
 

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