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Portage Financial Advisors
Mulder Investment Team of Raymond James
7995 Moorsbridge Rd
Portage, MI 49024
(269) 775-3163
Advisor Profile
Stacy Caudill
Name:  Stacy Caudill
Phone Number:  (269) 775-3163
Website:  Visit Website

About Mulder Investment Team of Raymond James

We are committed to offering you the highest level of professional wealth management and personal client service, applying more than 35 years of combined experience to guide you through every aspect of your financial life.

Most of our new clients come to us through introductions from current clients or tax and estate planning professionals we work with and we serve multiple generations of families.

Our mission is to manage your financial needs with integrity, intelligence and diligence Ė so youíll have more time to focus on the people and endeavors that matter most in your life.

Keep in mind investing always involves risk and you may incur a profit or loss. Past performance is not indicative of future results. No investment strategy can guarantee success.

Raymond James & Associates, Inc., Member NYSE
 

General Information

CRD#:    2840933
Firm CRD#:    705
Insurance License#:    11018064
Name of Broker/Dealer:    Raymond James
Name of Custodial Firm:    Mulder Investment Team of Raymond James
States Licensed in:    MI, IL, CO, MO, WA, PA, VA, TX, AL, FL, NC, GA, ID, UT, IN, KY, LA, CA, NY, WI, MD, OH
States Willing to do Business in:    Athens,Augusta,Battle Creek,Bloomingdale,Decatur,Delton,Fulton,Galesburg,Gobles,Hickory Corners,Kalamazoo,Lawrence,Lawton,Marcellus,Martin,Mattawan,Mendon,Otsego,Paw Paw,Plainwell,Richland,Schoolcraft,Scotts,Three Rivers,Vicksburg
Years of Experience in Financial Services:    20
Number of Years with Current Firm:    11
I work with the following types of clients:    Non-Profit Organizations, Businesses, Individual Investors
 

Services

Investment Types:    Insurance, Unit Investment Trusts, Annuities, Stocks, Mutual Funds, Bonds
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Wealth Management Specialist, Accredited Asset Management Specialist (AAMS®), Certified Divorce Financial Analyst(CDFA)
Securities Licenses:    Series 65, Series 7, Series 63, Series 66
Insurance and Annuity Licenses:    Annuity, Health, Life, Long Term Care, Variable Annuity, Variable Life
 

Firm Information

Firm's Number of Clients:    400
Advisor's Number of Clients:    400
Assets Managed by Advisor:    $250,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Commissions, Based on Assets
Fee % Based on Assets:    up to 2%
Additional Details on Charges:    Fee-based pricing levels:
Accounts under $250k: 1% - 1.5%
Accounts $250k - $1 million: 1%
Accounts $1 million and up: 0.60% - 1%
 
 
 
Prepared By: Stacy Caudill

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