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Featured Business Financial Advisor in Carlsbad, CA
Carlsbad Financial Advisors
Terry Wealth Management
2710 Loker Avenue West, Suite 220
Carlsbad, CA 92010
(760) 858-2080
“Service, Collaboration, Trust”
Advisor Profile
Shane Terry
Name:  Shane Terry
Phone Number:  (760) 858-2080
Website:  Visit Website
Disclosure Link:
www.terrywealth.com
Disclaimer
Shane Terry is a Financial Advisor with, and securities and advisory services offered through LPL Financial, a registered investment advisor, Member SIPC www.sipc.org. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA, AZ, CO, HI, ID, ND, NE, TX, WI.

About Terry Wealth Management

Shane Terry is the President and Founder of Terry Wealth Management, a firm that provides personalized, comprehensive, and objective financial guidance for individuals, families, and small businesses.

Terry Wealth Management is based on the principles of Service, Collaboration, and Trust.

Service - Providing a world class service experience is our top priority. We know time is one of our clients most valuable resources and understand the importance of responding to all requests in an urgent fashion. Years of experience overseeing a large complex Service organization helps to ensure the highest standards of service are implemented in all our interactions.

Collaboration - We believe that great financial advisors are first and foremost great listeners. We take a collaborative, educational approach to our Wealth Management process to clarify goals and create a plan that allows you to focus on what matters most to you in life. Why not have one less worry? Spend time with your family, travel, pursue your dreams, and most importantly enjoy life.

Trust - We build lasting relationships based on trust and delivering customized financial guidance that meets your individual needs. We place our clients needs first with personalized services and objective advice. We do our utmost to get our clients results they can trust over and over again.
 

General Information

CRD#:    2733682
Firm CRD#:    6413
Insurance License#:    OK26885
Name of Broker/Dealer:    LPL Financial
Name of Custodial Firm:    LPL Financial
States Licensed in:    CA, AZ, CO, HI, ID, NC, ND, NE, TX, WI
States Willing to do Business in:    Bonsall,Carlsbad,Del Mar,Encinitas,Escondido,Fallbrook,La Jolla,Oceanside,Pauma Valley,Poway,Rancho Santa Fe,San Clemente,San Diego,San Marcos,Solana Beach,Valley Center,Vista,Temecula
Years of Experience in Financial Services:    21
Number of Years with Current Firm:    4
Work Experience:    22 years industry experience and securities licensed since 1996.
I work with the following types of clients:    Individual Investors
 

Services

Investment Types:    Bonds, Mutual Funds, Options & Futures, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments
I can meet clients in the following ways:    At my office, Via phone, Via email, At your office, Video Conference
 

Qualifications & Memberships

Securities Licenses:    Series 7, Series 8, Series 24, Series 63, Series 66, Series 4
Insurance and Annuity Licenses:    Annuity, Health, Life
Non-Financial Organization Memberships:    Coach San Marcos Youth Basketball Habitat For Humanity
 

Firm Information

Firm's Number of Clients:    150
Assets Managed by Firm:    $25,000,000
Advisor's Number of Clients:    150
Advisor's Number of Managed Clients:    75
Assets Managed by Advisor:    $25,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Commissions, Based on Assets
 
 
 
Prepared By: Shane Terry

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