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Featured Business Financial Advisor in Avon, CT
Avon Financial Advisors
DAK Financial Services
11 Wintergreen Ln
Avon, CT 06001
(860) 269-8130
“Financial Planning & Investment Management”
Advisor Profile
Douglas A. Kartsen, CFA
Name:  Douglas A. Kartsen, CFA
Phone Number:  (860) 269-8130
Website:  Visit Website

About DAK Financial Services

DAK Financial Services is a Registered Investment Advisor in the State of Connecticut. An independent firm, we work closely with individuals and families to help them define and realize their financial and investment objectives. Let us help you to achieve your goals.

General Information

CRD#:    5150347
States Licensed in:    CT
States Willing to do Business in:   

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Financial Analyst (CFA)
Securities Licenses:    Series 63, Series 7
Insurance and Annuity Licenses:    Annuity, Life, Long Term Care


Registered Investment Advisor:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Compensation Methods:    Based on Assets, Flat Fee, Hourly
Prepared By: Douglas A. Kartsen, CFA

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