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Featured Business Financial Advisor in Carlsbad, CA
Carlsbad Financial Advisors
WWM Financial
2131 Palomar Airport Road, Suite 330
Carlsbad, CA 92011
(760) 692-5196
“Live Your Life. Enjoy each day. Make an Impact.”
Advisor Profile
Scott McClatchey, CFP
Name:  Scott McClatchey, CFP
Phone Number:  (760) 692-5196
Website:  Visit Website

About WWM Financial

WWM Financial is an independent Carlsbad-based wealth management firm established in 2011 with experience dating back to 1983. WWM knows what it takes to get through the many minefields of financial planning, wealth management, and generational wealth transfers. We attempt to detect and address the financial blind spots that might not be apparent to our clients. In this way, we are committed to helping clients plan for their financial futures and those of generations to come. Our advisors are seasoned professionals who provide unbiased recommendations free from the potential conflicts of interest that are possible with many of the major banks and Wall Street firms.

As an independent Registered Investment Advisory (RIA) firm, WWM Financial is not restricted to a limited pool of investment products. Rather, we can access the best-suited investment options for each of our unique clients. WWM is a principal-driven firm, and our clients work with our firm?s decision makers ? professionals who have proven track records as investment advisors and wealth managers. We help our clients develop customized strategies to grow and preserve their wealth and attain their financial goals based upon individual risk tolerance and future plans. Goals and resources change over time for most people, which is why we plan regularly scheduled meetings for each client to talk about any changes that might have occurred and make adjustments to their plans, if necessary.
 

General Information

CRD#:    5116709
Firm CRD#:    157620
SEC File#:    54160-38944
Insurance License#:    0G51135
States Licensed in:    CA, FL, IL, KY, MD, TX
States Willing to do Business in:    Bonsall,Carlsbad,Del Mar,Encinitas,Escondido,Fallbrook,La Jolla,Oceanside,Pauma Valley,Poway,Rancho Santa Fe,San Clemente,San Diego,San Marcos,Solana Beach,Temecula,Valley Center,Vista
Years of Experience in Financial Services:    11
Number of Years with Current Firm:    1
 

Services

Investment Types:    Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Annuities, Mutual Funds, Stocks, Bonds, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At your home, At your office, Via phone, Via email, At my office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant
Securities Licenses:    Series 66
Insurance and Annuity Licenses:    Accident, Annuity, Health, Life, Long Term Care
Financial Organization Memberships:    Paladin Registry, Financial Planning Association (FPA)
Non-Financial Organization Memberships:    Rotary International, Carlsbad Chamber of Commerce, UCLA Alumni Association, University of Illinois Alumni Association
 

Compliance

Registered Investment Advisor:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $50,000
Compensation Methods:    Flat Fee, Based on Assets, Commissions, Hourly
 
 
 
Prepared By: Scott McClatchey, CFP

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