Nationwide Financial Planners

National Coverage

Local Professionals

Featured Business Financial Advisor in West Hartford, CT
West Hartford Financial Advisors
Capitol Region Group
71 Raymond Road
West Hartford, CT 06107
(860) 474-3600
“Be Wise With Money”
Advisor Profile
Sam Chang CFA®
Name:  Sam Chang CFA®
Phone Number:  (860) 474-3600
Website:  Visit Website

About Capitol Region Group

The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service.

We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service.

We also have two offices in the Greater Hartford area: South Windsor and West Hartford.
 

General Information

CRD#:    4240986
States Licensed in:    CT, MA, ME, NC, and NY.
States Willing to do Business in:   
Work Experience:    16 years of Wall Street experience
I work with the following types of clients:    Individual Investors, Businesses
 

Services

Investment Types:    Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Annuities, Insurance, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At my office, Video Conference, Via phone
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Financial Analyst (CFA)
Securities Licenses:    Series 7, Series 63
Insurance and Annuity Licenses:    Life, Health, Annuity, Disability, Variable Annuity, Variable Life, Long Term Care
 

Firm Information

Advisor's Number of Clients:    300
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    100000
Compensation Methods:    Commissions, Flat Fee, Based on Assets
Fee % Based on Assets:    1-2
Hourly Rate:    300
 
 
 
Prepared By: Sam Chang CFA®

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.