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Featured Business Financial Advisor in West Hartford, CT
West Hartford Financial Advisors
Capitol Region Group
71 Raymond Road
West Hartford, CT 06107
(860) 474-3600
“Be Wise With Money”
Advisor Profile
Sam Chang CFA®
Name:  Sam Chang CFA®
Phone Number:  (860) 474-3600
Website:  Visit Website

About Capitol Region Group

The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service.

We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service.

We also have two offices in the Greater Hartford area: South Windsor and West Hartford.
 

General Information

States Licensed in:    CT, MA, ME, NC, and NY.
CRD#:    4240986
I work with the following types of clients:    Businesses, Individual Investors
Work Experience:    16 years of Wall Street experience
 

Services

I can meet clients in the following ways:    Video Conference, Via phone, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Exchange Traded Funds (ETFs), Bonds, Mutual Funds
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Long Term Care, Life, Health, Disability, Annuity
Securities Licenses:    Series 63, Series 7
Certifications, Accreditations & Designations:    Chartered Financial Analyst (CFA)
 

Firm Information

Advisor's Number of Clients:    300
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Hourly Rate:    300
Fee % Based on Assets:    1-2
Compensation Methods:    Commissions, Based on Assets, Flat Fee
Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:    100000
 
 
 

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