Nationwide Financial Planners

National Coverage

Local Professionals

Featured Business Financial Advisor in Pasadena, CA
Pasadena Financial Advisors
Signature Estate & Investment Advisors, LLC (SEIA)
155 N. Lake Ave., Suite 780
Pasadena, CA 91101
(626) 795-2944
Advisor Profile
Fritz Miller
Name:  Fritz Miller
Phone Number:  (626) 795-2944
Website:  Visit Website

About Signature Estate & Investment Advisors, LLC (SEIA)

Signature Estate & Investment Advisors, LLC (SEIA) is a
Registered Investment Advisory Firm offering Investment
Management and Financial Planning services. We provide an
enduring partnership focused solely on helping our clients
achieve their long-term goals and objectives.

SEIA helps you focus on the big picture by overseeing the
financial management process. We act as a fiduciary with your
best interests at heart. Our team of experienced professionals
address your unique goals and objectives with an unbiased
investment, estate or financial plan.

Your assets are segregated and held in your name at two of the
country's largest financial firms -- Charles Schwab & Co. and/or
Fidelity Institutional Wealth Services.

Your SEIA advisory team is further supported by a group of more
than 60 financial professional. SEIA creates a world-class
experience with a dedicated wealth management infrastructure.
 

General Information

CRD#:    1396295
Firm CRD#:    468
Insurance License#:    0685877
Name of Broker/Dealer:    Signator Investors, Inc.
Name of Custodial Firm:    Charles Schwab and Fidelity
States Licensed in:    CA, NV, TX, DE
States Willing to do Business in:    Arcadia,Burbank,Cerritos,Claremont,Covina,Diamond Bar,Glendale,Glendora,La Canada Flintridge,La Crescenta,La Verne,Monrovia,Montrose,San Dimas,San Gabriel,Sierra Madre,South Pasadena,Temple City,Walnut,West Covina,Whittier,Upland
Years of Experience in Financial Services:    30
Number of Years with Current Firm:    30
Work Experience:    For more than 30 years I have been working as a
Wealth Advisor for a select group of clients that
have been successful in their business and
professional lives...and want to stay that way
throughout retirement.
I work with the following types of clients:    Non-Profit Organizations, Businesses, Individual Investors
 

Services

Investment Types:    Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Stocks, Bonds, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At your office, Via email, At my office, At your home, Video Conference, Via phone
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC®), Accredited Investment Fiduciary® (AIF)
Securities Licenses:    Series 6, Series 7, Series 22, Series 24, Series 66
Insurance and Annuity Licenses:    Life, Long Term Care, Disability, Variable Life, Annuity, Variable Annuity, Health
Financial Organization Memberships:    National Association of Insurance and Financial Advisors (NAIFA)
 

Firm Information

Assets Managed by Firm:    $7.0 Billion
Advisor's Number of Clients:    150
Advisor's Number of Managed Clients:    150
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Flat Fee, Based on Assets
Fee % Based on Assets:    .75 to 1.0
Minimum Fee Charged for Managed Accounts:    $3500/yr.
 
 
 
Prepared By: Fritz Miller

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.