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Featured Business Financial Advisor in Prescott, AZ
Prescott Financial Advisors
American Financial Investments, LLC
3112 Clearwater Dr., Suite B
Prescott, AZ 86305
(928) 771-8368
“Investments, Annuities, Tax”
Advisor Profile
Ronald Stevenson
Name:  Ronald Stevenson
Phone Number:  (928) 771-8368
Website:  Visit Website

About American Financial Investments, LLC

American Financial Investments, LLC is an independent Registered Investment Advisor in the state of Arizona that offers professional money management through various third-party money managers. One of our strategic alliances is with Gradient Investments, LLC (GI). I is an SEC registered investment advisor firm offering clients over 20 proprietary portfolios. The portfolios are managed by their Chief Investment Officer, Wayne Schmidt CFA, MGA; Senior Portfolio Manager, Michael Binger, CFA; and Senior Investment Analyst, Mariann Montagne, CFA.

American Financial Security, LLC is an independent annuity, life insurance, tax planning and preparation firm.
 

General Information

CRD#:    6716692
Firm CRD#:    285559
Insurance License#:    142402
Name of Custodial Firm:    TD Ameritrade
States Licensed in:    AZ
States Willing to do Business in:    Bagdad,Chino Valley,Kirkland,Paulden,Skull Valley,Prescott
Years of Experience in Financial Services:    16
Number of Years with Current Firm:    16
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Certified Senior Advisor (CSA)®, Certified Tax Specialist (CTS)
Securities Licenses:    Series 65
Insurance and Annuity Licenses:    Life, Annuity, Health
Financial Organization Memberships:    Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA), NATP
 

Firm Information

Firm's Number of Clients:    450
 

Compliance

Registered Investment Advisor:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Compensation Methods:    Commissions, Based on Assets
Fee % Based on Assets:    1
Additional Details on Charges:    We are also a tax advising and preparation firm that charges by the form.
 
 
 
Prepared By: Ronald Stevenson

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