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Featured Business Financial Advisor in Prescott, AZ
Prescott Financial Advisors
American Financial Investments, LLC
3112 Clearwater Dr., Suite B
Prescott, AZ 86305
(928) 771-8368
“Investments, Annuities, Tax”
Advisor Profile
Ronald Stevenson
Name:  Ronald Stevenson
Phone Number:  (928) 771-8368
Website:  Visit Website

About American Financial Investments, LLC

American Financial Investments, LLC is an independent Registered
Investment Advisor in the state of Arizona that offers
professional money management through various third-party money
managers. One of our strategic alliances is with Gradient
Investments, LLC (GI). GI is an SEC registered investment
advisor firm offering clients over 20 proprietary portfolios.
The portfolios are managed by their Chief Investment Officer,
Wayne Schmidt CFA, MGA; Senior Portfolio Manager, Michael Binger,
CFA; and Senior Investment Analyst, Mariann Montagne, CFA.

American Financial Security, LLC is an independent annuity, life
insurance, tax planning and preparation firm.
 

General Information

CRD#:    6716692
Firm CRD#:    285559
Insurance License#:    142402
Name of Custodial Firm:    TD Ameritrade
States Licensed in:    AZ
States Willing to do Business in:    Bagdad,Chino Valley,Kirkland,Paulden,Skull Valley,Prescott, Prescott Valley, Dewey, Sedona
Years of Experience in Financial Services:    16
Number of Years with Current Firm:    16
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Certified Senior Advisor (CSA)®, Certified Tax Specialist (CTS)
Securities Licenses:    Series 65
Insurance and Annuity Licenses:    Annuity, Health, Life
Financial Organization Memberships:    NATP, Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA)
 

Firm Information

Firm's Number of Clients:    450
 

Compliance

Registered Investment Advisor:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Compensation Methods:    Based on Assets, Commissions
Fee % Based on Assets:    1
Additional Details on Charges:    We are also a tax advising and preparation firm
that charges by the form.
 
 
 
Prepared By: Ronald Stevenson

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