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Featured Business Financial Advisor in Sherman Oaks, CA
Sherman Oaks Financial Advisors
Western International Securities
12729 Riverside Drive, # 313
Sherman Oaks, CA 91607
(574) 261-0014
“Your Financial Future”
Advisor Profile
Kirk Miller
Name:  Kirk Miller
Phone Number:  (574) 261-0014
Website:  Visit Website

About Western International Securities

Western International Securities, Inc. was founded in 1995 to combine the same full service of the nation's largest financial institutions with the personal touch that is missing in so many firms today.

Our clearing relationships with National Financial Services Inc, and Pershing, LLC assure access to some of the most highly regarded research and market analysis. In addition, through extensive electronic news sources and databases, we can quickly provide market analysis and background information on literally thousands of investment possibilities throughout the world. NFS and Pershing offers state-of-the-art account access and online client reporting capabilities and is well regarded on the street for it's superior technology, service and support.Through these relationships, our Representatives have access to a full array of products and services as well as advanced trading capabilities, block trading, fixed income desks and managed account programs.
 

General Information

States Willing to do Business in:    Agoura Hills,Beverly Hills,Burbank,Calabasas,Chatsworth,Encino,Glendale,Granada Hills,Los Angeles,Malibu,Manhattan Beach,Marina Del Rey,North Hills,North Hollywood,Northridge,Pacific Palisades,Porter Ranch,Redondo Beach,Reseda,San Fernando,Santa Monica,Sherman Oaks,Simi Valley,Studio City,Tarzana,Thousand Oaks,Topanga,Valley Village,Van Nuys,Venice,West Hills,West Hollywood,Westlake Village
I work with the following types of clients:    Non-Profit Organizations, Investment Clubs, Individual Investors, Businesses
States Licensed in:    AZ, CA, FL, MD, MI, NV, TX, VA, WA, WV
Insurance License#:    0H62568
Firm CRD#:    39262
CRD#:    5004970
Number of Years with Current Firm:    2
Years of Experience in Financial Services:    12
Name of Custodial Firm:    Fidelity
Name of Broker/Dealer:    Western International Securities
 

Services

I can meet clients in the following ways:    Via email, Via phone, At your office, At your home, At my office
Investment Types:    Insurance, Annuities, FOREX & Currency, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Commodities, Alternative Investments, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Annuity, Long Term Care, Life, Health, Annuity
Securities Licenses:    Series 66, Series 63, Series 7
Certifications, Accreditations & Designations:    MBA Finance - University of Notre Dame
 

Firm Information

Advisor's Number of Planning Clients:    60
Advisor's Number of Managed Clients:    60
Advisor's Number of Clients:    60
Assets Managed by Firm:    $14,000,000,000
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
 

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts:    50000
Additional Details on Charges:    For those individuals who just want a financial plan the minimum charge is $1500. This would typically be included for managed accounts where fees are in excess of the $1500
Compensation Methods:    Subscriptions, Commissions, Based on Assets, Flat Fee
Fee Structure:    Fee-Based (Fee and Commissions)
 
 
 

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