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Featured Business Financial Advisor in Lakeland, FL
Lakeland Financial Advisors
Allen & Company
1401 S. Florida Ave.
Lakeland, FL 33803
(863) 616-6021
“Florida's Oldest Investment Firm”
Advisor Profile
Troy Garcia CFP
Name:  Troy Garcia CFP
Phone Number:  (863) 616-6021
Website:  Visit Website

About Allen & Company

Allen & Company's longstanding heritage of personalized customer service spans more than 80 years. From our humble beginnings in J. Everett Allen's windowless office in downtown Lakeland in 1932 to opening multiple locations, generations of family's have trusted Florida's oldest investment firm to grow their wealth and help secure their financial future.

When Ralph Allen joined his father's firm in 1963, Allen & Company had four financial advisors. Today we have grown to nearly 70 associates in three offices across Central Florida, and we are on pace to have doubled in size over the past 15 years.

Allen & Company expanded to eastern Polk County in 1968 with the establishment of our Winter Haven office. In 1987, our flagship office in Lakeland moved after 50 years in the same downtown location to its current residence, the Allen Building, on South Florida Avenue. With a growing need for advisors across Central Florida, we opened an office in Viera in 2012.

Our growth has been both strategic and intentional, and our continued expansion is a result of making relationships our priority. While our client-focused personal service sets us apart, the firm consistently invests in our associates. In fact, Allen & Company created an ESOP in 2012 to give our employees an ownership interest in the firm. We know that when we invest in our associates, everyone benefits.
 

General Information

States Willing to do Business in:    Auburndale,Bartow,Bradley,Brandon,Davenport,Dover,Dundee,Eagle Lake,Fort Meade,Haines City,Homeland,Kathleen,Lake Alfred,Lake Hamilton,Lake Wales,Lakeland,Lithia,Mulberry,Plant City,Polk City,Seffner,Thonotosassa,Valrico,Waverly,Winter Haven,Zephyrhills
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
Insurance License#:    P129987
States Licensed in:    FL GA NC VA CO
Firm CRD#:    25
CRD#:    5341060
SEC File#:    0000200014
 

Services

I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home, Video Conference
Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Financial Organization Memberships:    Certified Financial Planner
Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
Securities Licenses:    Series 7, Series 66
Certifications, Accreditations & Designations:    Certified Wealth Strategist, CERTIFIED FINANCIAL PLANNER™ Certificant
 

Compliance

I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Based on Assets
 
 
 

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