| Advisor Profile |
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Disclosure Link:
https://www.fisherinvestment...
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| Disclaimer |
| Investing in stock markets involves the risk of loss and there is no guarantee that all or any capital invested will be repaid. Past performance is no guarantee of future returns. This document constitutes the general views of Fisher Investments and should not be regarded as personalized investment or tax advice or as a representation of its performance or that of its clients. No assurances are made that Fisher Investments will continue to hold these views, which may change at any time based on new information, analysis or reconsideration. |
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About Fisher Investments |
Fisher Investments is a privately owned, independent, fee-only Registered Investment Adviser that has helped investors achieve their financial goals for over 40 years. As of 3/31/2019, Fisher Investments has $107 billion under management for more than 55,000 private clients and over 175 large institutions. Currently we have over 3,000 employees that support the investment process and firm operations. Fisher Investments has offices in California, Washington and Texas, USA, wholly-owned subsidiaries in the UK, Australia, Ireland, Japan and Germany and a branch office in Dubai.
Fisher Investments clients receive a flexible investment approach, personalized portfolios, global investing experience, ongoing education and direct proactive customer service. Fisher Investments provides clients with personalized and proactive service from an Investment Counselor, the dedicated point of contact for the client relationship.
Fisher Investments supports clients throughout their relationship at Fisher Investments, including initial portfolio recommendations, account setups, transfers, asset allocation decisions and individual security trading. |
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General Information |
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| Name of Broker/Dealer: |
N/A
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| Name of Custodial Firm: |
Available on request
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| States Licensed in: |
All 50 States
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| States Willing to do Business in: |
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| Years of Experience in Financial Services: |
40
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| Number of Years with Current Firm: |
40
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| I work with the following types of clients: |
Institutions, Non-Profit Organizations, Businesses, Individual Investors
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| Foreign Languages Serviced: |
N/A
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Services |
| Investment Types: |
Stocks, Options & Futures, Exchange Traded Funds (ETFs), FOREX & Currency, Bonds, Mutual Funds, Socially Responsible Investments (SRI)
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| I can meet clients in the following ways: |
Via phone, At my office, At your home, Via email, At your office, Video Conference
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Firm Information |
| Firm's Number of Clients: |
55000
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| Firm's Number of Planning Clients: |
N/A
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| Firm's Number of Managed Clients: |
N/A
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| Assets Managed by Firm: |
$107,000,000,000
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| Advisor's Number of Clients: |
55,000
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| Advisor's Number of Managed Clients: |
N/A
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| Advisor's Number of Planning Clients: |
N/A
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| Assets Managed by Advisor: |
$107,000,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Fee Structure: |
I am a fee-only financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
Fisher Asset Management, LLC |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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What is your approach to financial planning? |
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Fisher Investments takes an approach to financial planning that centers on client goals. We first thoroughly get to know clients and their personal situation, then provide personalized planning, education and communication, and active portfolio management with a flexible, style agnostic investment approach. |
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What services do you offer? |
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Fisher Investments financial planning services include portfolio management, helping clients with income strategies, estate plan evaluation, tax planning support, Social Security analysis, insurance guidance, annuity evaluation, corporate trustee assistance and life planning support for non-financial considerations. |
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How many clients do you currently manage? |
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Fisher Investments helps all 55,000 private clients with aspects of the financial planning process. |
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| Q. |
Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Fisher Investments receives no additional compensation for financial planning services beyond its management fee based on assets under management |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Fisher Investments is a discretionary money manager. |
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| Q. |
Do you offer any guaranteed results? |
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Any investment program may be volatile and can involve the loss of principal. Global investing can involve additional risks, such as the risk of currency fluctuations. No assurances can be made regarding the accuracy of any future prediction. Past performance is no guarantee of future returns. |
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How much risk should I be willing to take? |
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Clients should take risk commensurate with their investing goals and ability to endure volatility. There are two primary risks in investing: the risk of loss and the risk of not meeting your long-term goals. Investors whose goals require growth may need to endure investment risk in order to achieve the level of growth they need to fund their retirement. Avoiding more volatile investments may increase clients risk of outliving their retirement funds or otherwise not meeting their goals. Fisher Investments does not solely rely on investors reported risk tolerance, but takes a holistic view of clients situations to best manage risk for their situation. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Fisher Investments specializes in providing proactive, world-class service and personalized portfolio management tailored to clients needs. Fisher Investments services include portfolio management, retirement planning and financial planning support. |
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What is your experience? How many clients do you currently manage? |
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Fisher Investments began managing discretionary assets in 1979 and has been managing assets for high net worth individuals since the 1990s. As of 3/31/2019, Fisher Investments and its subsidiaries manage over $107 billion in assets for over 55,000 private clients and over 175 large institutions. |
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What financial institution(s) do you represent? |
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As of 03/31/2019, Fisher Investments Institutional Group works with over 175 major institutional investors, including corporations, pension funds and endowments. |
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How do you charge for your services? |
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Fisher Investments offers a competitive tiered advisory fee based on clients portfolio size. |
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Do you provide a free initial consultation? |
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Fisher Investments can provide qualified investors with $500,000 or more in investable assets complimentary evaluations of their portfolios and financial goals. |
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Why should I choose you as my financial advisor? |
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Fisher Investments is dedicated to helping investors reach their long-term financial goals, and is committed to making the financial services industry a better place. Fisher Investments is a fiduciary, meaning we are obligated to put our clients interest first. Fisher Investments provides a tailored approach, unparalleled service and experience helping investors since 1979. |
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What are your qualifications? |
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Fisher Investments can help qualified investors with at least $500,000 in investable assets. |
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| Q. |
What is your approach to 401 K plan rollovers? |
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Fisher Investments has client service operation specialists who can help clients with 401(k) rollover needs. Some of the services we can assist with include conducting initial rollover calls, assisting clients with necessary paperwork and tracking the assets during the transfer process. Our client service department is always available to help answer any questions along the way. |
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How long does the process of rolling over a 401K plan usually take? |
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The length of time required to complete a 401(k) rollover can vary depending on the individuals specific circumstances. |
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What financial institutions do you represent? |
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How many years of experience do you have? |
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Fisher Investments has assisted clients with thousands of 401(k) rollovers since founding our Private Client Group in 1995. |
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What are your fees for this service? |
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Fisher Investments can help qualified investors with at least $500,000 in investable assets roll over their 401(k) for no additional cost. |
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How many 401K rollover clients do you currently manage? |
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Fisher Investments has assisted clients with thousands of 401(k) rollovers since founding our Private Client Group in 1995. |
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Why should I roll over my 401K plan to your firm? |
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For some individuals, rolling over a 401(k) plan can allow for more flexibility and control over investment options. |
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Do you provide a free initial consultation? |
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Fisher Investments can provide qualified investors with $500,000 or more in investable assets complimentary evaluations of portfolios and financial goals. |
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