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Featured Business Financial Advisor in Costa Mesa, CA
Costa Mesa Financial Advisors
Wealth Financial Group West, Inc.
650 Town Center Dr #920
Costa Mesa, CA 92626
(714) 617-4394
“WFGWEST”
Advisor Profile
Tami Simpson
Name:  Tami Simpson
Website:  Visit Website

About Wealth Financial Group West, Inc.

Our Personalized Approach

You've spent your life defining the perfect retirement

...and you've worked each day to save for it. Now it's time to ensure you can live your retirement the way you've always dreamed. What do you envision when you fall asleep? What personal goals do you have for yourself? What adventures do you want to experience? These questions to ask yourself are important, and so is the financial strategy you choose to implement. We?re here to help you develop a financial plan-a plan that might help you achieve everything you've always wanted in your life and retirement.

Define It

Defining your future retirement is the first step in achieving it. We'll help you to identify what is truly meaningful and what is important to you. Plan It

With an idealistic vision in mind, it's time to start planning your finances to successfully support that vision. It's never too early or too late to start. Live It

When you are confident in your financial plan and strategy, there's one last step. Get out there and enjoy the life you've always dreamed.
 

General Information

I work with the following types of clients:    Businesses, Individual Investors
Work Experience:    I have been working specifically with retired or retiring couples for 12 years.
States Willing to do Business in:    Aliso Viejo,Anaheim,Capistrano Beach,Corona Del Mar,Dana Point,Foothill Ranch,Fullerton,Huntington Beach,Irvine,Laguna Beach,Laguna Hills,Laguna Niguel,Lake Forest,Long Beach,Mission Viejo,Newport Beach,Newport Coast,Orange,Rancho Santa Margarita,San Clemente,San Juan Capistrano,Santa Ana,Seal Beach,Silverado,Sunset Beach,Surfside,Trabuco Canyon,Tustin,Westminster,Yorba Linda
Name of Custodial Firm:    T.D. Ameritrade
Name of Broker/Dealer:    Gradient Advisors, LLC
Number of Years with Current Firm:    12
Years of Experience in Financial Services:    15
Firm CRD#:    152665
CRD#:    5263487
 

Services

I can meet clients in the following ways:    At your office, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Mortgages & Real Estate, Exchange Traded Funds (ETFs), Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Long Term Care, Life, Health, Disability, Annuity
Securities Licenses:    Series 65
Certifications, Accreditations & Designations:    Accredited Domestic Partner Advisor (ADPA®), Chartered Retirement Planning Counselor (CRPC®), CERTIFIED FINANCIAL PLANNER™ Certificant
Financial Organization Memberships:    Financial Planning Association (FPA)
 

Firm Information

Advisor's Number of Planning Clients:    400
Advisor's Number of Managed Clients:    300
Advisor's Number of Clients:    600
Assets Managed by Advisor:    $115,000,000.00
Assets Managed by Firm:    $115,000,000.00
Firm's Number of Managed Clients:    300
Firm's Number of Planning Clients:    600
Firm's Number of Clients:    600
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts:    $250,000
Minimum Fee Charged for Hourly Planning Accounts:    $250
Minimum Fee Charged for Managed Accounts:    0.8%
Additional Details on Charges:    Either asset based fee or hourly rate applies. Clients are not subject to both.
Hourly Rate:    $250
Fee % Based on Assets:    0.80%
Compensation Methods:    Commissions, Hourly
Fee Structure:    Fee-Based (Fee and Commissions)
Compensation Methods:    Based on Assets, Flat Fee
 
 
 

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