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Featured Business Financial Advisor in Costa Mesa, CA
Costa Mesa Financial Advisors
Wealth Financial Group West, Inc.
650 Town Center Dr #920
Costa Mesa, CA 92626
(714) 617-4394
“WFGWEST”
Advisor Profile
Tami Simpson
Name:  Tami Simpson
Website:  Visit Website

About Wealth Financial Group West, Inc.

Our Personalized Approach

You've spent your life defining the perfect retirement

...and you've worked each day to save for it. Now it's time to ensure you can live your retirement the way you've always dreamed. What do you envision when you fall asleep? What personal goals do you have for yourself? What adventures do you want to experience? These questions to ask yourself are important, and so is the financial strategy you choose to implement. We?re here to help you develop a financial plan-a plan that might help you achieve everything you've always wanted in your life and retirement.

Define It

Defining your future retirement is the first step in achieving it. We'll help you to identify what is truly meaningful and what is important to you. Plan It

With an idealistic vision in mind, it's time to start planning your finances to successfully support that vision. It's never too early or too late to start. Live It

When you are confident in your financial plan and strategy, there's one last step. Get out there and enjoy the life you've always dreamed.
 

General Information

CRD#:    5263487
Firm CRD#:    152665
Name of Broker/Dealer:    Gradient Advisors, LLC
Name of Custodial Firm:    T.D. Ameritrade
States Willing to do Business in:    Aliso Viejo,Anaheim,Capistrano Beach,Corona Del Mar,Dana Point,Foothill Ranch,Fullerton,Huntington Beach,Irvine,Laguna Beach,Laguna Hills,Laguna Niguel,Lake Forest,Long Beach,Mission Viejo,Newport Beach,Newport Coast,Orange,Rancho Santa Margarita,San Clemente,San Juan Capistrano,Santa Ana,Seal Beach,Silverado,Sunset Beach,Surfside,Trabuco Canyon,Tustin,Westminster,Yorba Linda
Years of Experience in Financial Services:    15
Number of Years with Current Firm:    12
Work Experience:    I have been working specifically with retired or retiring couples for 12 years.
I work with the following types of clients:    Individual Investors, Businesses
 

Services

Investment Types:    Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At my office, At your office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Retirement Planning Counselor (CRPC®), Accredited Domestic Partner Advisor (ADPAź)
Securities Licenses:    Series 65
Insurance and Annuity Licenses:    Health, Annuity, Disability, Life, Long Term Care
Financial Organization Memberships:    Financial Planning Association (FPA)
 

Firm Information

Firm's Number of Clients:    600
Firm's Number of Planning Clients:    600
Firm's Number of Managed Clients:    300
Assets Managed by Firm:    $115,000,000.00
Advisor's Number of Clients:    600
Advisor's Number of Managed Clients:    300
Advisor's Number of Planning Clients:    400
Assets Managed by Advisor:    $115,000,000.00
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Flat Fee, Based on Assets, Hourly, Commissions
Fee % Based on Assets:    0.80%
Hourly Rate:    $250
Additional Details on Charges:    Either asset based fee or hourly rate applies. Clients are not subject to both.
Minimum Fee Charged for Managed Accounts:    0.8%
Minimum Fee Charged for Hourly Planning Accounts:    $250
 
 
 
Prepared By: Tami Simpson

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