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Featured Business Financial Advisor in Santa Clara, CA
Santa Clara Financial Advisors
Uptrex Wealth Advisors
4633 Old Ironsides Drive - Suite 436
Santa Clara, CA 95054
(650) 397-9600
“Wealth Without Worry”
Advisor Profile
Jack Dominge
Name:  Jack Dominge
Website:  Visit Website
Disclosure Link:
CA Insurance License #0D5327...
Disclaimer
Securities offered through SCF Securities, Inc. Member FINRA / SIPC. Investment advisory services offered through SCF Investment Advisors, Inc. 155 E. Shaw Ave. Suite 102, Fresno, California 93710. Uptrex LLC and SCF Securities, Inc. are independently owned and operated.

About Uptrex Wealth Advisors

Our focus is on helping Middle Class Millionaires plan for and enjoy the next stage of their life - Financial Independence.

We utilize a process so that we can understand what is important to you, whom are the people you care about and if there are causes meaningful to you.

We then begin development of your Customized Financial Plan with the focus on helping you transition successfully into Financial Independence.

In your Financial Plan, we will review and discuss the following:

Current Financial Position - Together we will analyze your assets, your liabilities, income and Net Worth.

Retirement & Income Planning - Projections and planning of asset positioning and allocations designed to offer optimal Risk Adjusted Returns and allow you to reach and exceed your goals. This can include use of Employer Retirement Plans, IRAs, Stock Options, and other investment vehicles.

Investment Planning & Management - Analysis of your current asset allocations, positioning, strategies, diversification and risk tolerance to assist you in achievement of your financial goals.

Tax Management - Ongoing analysis and planning to minimize tax impact and maximize after tax income. Introductions to appropriate tax professionals upon request.

Estate Planning - Jointly we will review your current estate plan and documents to ensure they are complete and up to date. Introductions to appropriate legal professionals upon request.

Lifestyle and Asset Protection - Review of your current insurance policies to ensure that you and your family are adequately protected.
 

General Information

CRD#:    4471611
Firm CRD#:    47275
Insurance License#:    0D53275
Name of Broker/Dealer:    SCF Securities Inc.
Name of Custodial Firm:    TD Ameritrade, Fidelity, ETrade Advisor Services, Schwab
States Licensed in:    CA, AZ, NV, TX, WA
States Willing to do Business in:    Greater Bay Area & Greater Sacramento Area
Years of Experience in Financial Services:    18
Number of Years with Current Firm:    5
 

Qualifications & Memberships

Securities Licenses:    Series 66, Series 7
Insurance and Annuity Licenses:    Long Term Care, Annuity, Life, Variable Annuity, Disability, Variable Life
Financial Organization Memberships:    Paladin Registry
Non-Financial Organization Memberships:    MVLA High School Foundation, KDFC Donor, KQED Donor, Decathlon Club, El Camino YMCA
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Compensation Methods:    Based on Assets
 
 
 
Prepared By: Jack Dominge

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