seller-profile

Scott Cadieux

Echelon Private Wealth Management, LLC

7047 E Greenway Parkway
Suite 250

Scottsdale, AZ 85254

602-922-9998

Connect with Scott

General Information

Firm Start Year

2020

No.of Employees

1

CRD#

3028859

Firm CRD#

312446

Insurance License#

6900766

Name of Broker/Dealer

None

Name of Custodial Firm

Fidelity Investments & Charles Schwab

States Licensed in

AZ

Years of Experience in Financial Services

23

Number of Years with Current Firm

1

Work Experience

I have over twenty-three years of well-rounded experience working with individuals from a client-facing advisor to an executive leader of wealth management advice and delivery on a comprehensive range of client wealth management issues, investment best practices, philanthropy, estate, tax, and insurance planning.

I work with the following types of clients

Businesses, Individual Investors

Foreign Languages Serviced

English

Advisory Services Provided

Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Wealth Management

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, AIF®

Securities Licenses

Series 66, Series 63, Series 10, Series 9, Series 7

Insurance and Annuity Licenses

Accident, Annuity, Health, Life, Variable Annuity, Variable Life

Firm Information

Firm's Number of Clients

<150

Firm's Number of Planning Clients

<150

Firm's Number of Managed Clients

<150

Assets Managed by Firm

$14,000,000

Advisor's Number of Clients

<150

Advisor's Number of Managed Clients

<150

Advisor's Number of Planning Clients

<150

Assets Managed by Advisor

$14,000,000

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets

Fee % Based on Assets

.50%-1.50%

Hourly Rate

$400

Additional Details on Charges

Our annual portfolio management fee is billed and payable, quarterly in arrears, based on the balance at end of billing period. As part of our "Salute to Service" we offer a 10% discount on our portfolio management fees for Military and Veterans; First Responders; Nurses; Teachers; and Government Employees. If the portfolio management agreement is executed at any time other than the first day of a calendar quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in proportion to the number of days in the quarter for which you are a client. Our advisory fee is negotiable, depending on individual client circumstances.

Minimum Fee Charged for Managed Accounts

.50%

Minimum Fee Charged for Hourly Planning Accounts

$2,500

Education

Master of Science - Administrative Studies (MSAS) | Sub-concentration: Financial Economics

Boston University
7/1/2001 - 05/15/2004

Certificate of Advanced Studies - Wealth Management Theory and Practice

Yale School of Management
7/1/2019 - 07/15/2020

Certificate of Advanced Studies - Financial Planning

Merrimack College
7/1/2000 - 05/15/2002

Bachelor of Science - Business Administration (BSBA) | Concentration: Finance | Minor: Economics

University of Vermont Grossman School of Business
1/1/1995 - 05/15/1997