advisor

Frank, Ro

Stratos Weath Partners
29 Montecillo Dr

Palos Verdes Peninsula, CA 90274

3105945952

About Stratos Weath Partners

Stratos provides advisors and their clients with a diverse wealth management experience. One that effectively elevates all aspects of the financial and investment management experience for clients seeking more personalized concierge level service. Stratos' advisors provide access to a wide range of financial products and strategies available in the marketplace today without the restrictions and objectives commonly found in most large brokerage firms and investment banks.

Stratos provides advisors the infrastructure, resources, and support necessary to allow financial advisors to focus on their core competencyadvising their clients. And that, in turn, allows their clients to focus more time and energy on their own passions in life.

Today, Stratos has a national network of experienced financial advisors and financial planning practitioners spread throughout the country, all powered by LPL Financial, member FINRA/SIPC.

See Disclosures

General Information

Firm Start Year

2008

No. of Employees

100-499

CRD#

3240900

Firm CRD#

153184

Insurance License#

0C76997

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

Fidelity Investments, Charles Schwab, LPL Financial

States Licensed in

All 50 States

Years of Experience in Financial Services

26

Number of Years with Current Firm

3

Work Experience

Stratos Wealth Partners Partner, Wealth Advisor, Enrolled Agent March 2022 - Present

Morgan Stanley 10 years 9 months First Vice President - Wealth Advisor, Branch Manager July 2011 - March 2022

JP Morgan Securities LLC Sales February 2000 - July 2011

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Money Management

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

EA

Securities Licenses

Series 6, Series 7, Series 9, Series 10, Series 66, Series 3

Insurance and Annuity Licenses

Life, Variable Annuity, Long Term Care, Variable Life, Disability, Annuity

Firm Information

Firm's Number of Clients

16,000+

Firm's Number of Planning Clients

16,000+

Firm's Number of Managed Clients

$17.2B

Assets Managed by Firm

$17.2B

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets, Hourly

Minimum Fee Charged for Managed Accounts

$2500

Minimum Fee Charged for Hourly Planning Accounts

$450

Education

BM -

University of Southern California
1993 -1997

Disclosures

FinancialPlanners.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialPlanners.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialPlanners.net cash compensation for these referrals, which creates the incentive for FinancialPlanners.net to make these referrals, resulting in a conflict of interest.


LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Stratos Wealth Holdings is a family of companies focused on supporting the growth of financial advisors across business models and affiliation structures. Stratos companies include registered investment advisors Stratos Wealth Partners, Stratos Wealth Advisors, and Stratos Investment Management. Stratos Wealth Enterprises is the acquisition division of Stratos Wealth Holdings. Stratos Wealth Partners, Ltd., an SEC Registered Investment Advisor, manages over $13.7 billion in advisory assets, and advises through LPL Financial, over $9.7 billion in brokerage and third party managed assets for a total of $23.4 billion as of March 31, 2025. Stratos Investment Management, LLC, an SEC Registered Investment Advisor, manages over $2.6 billion in advisory assets as of March 31, 2025. Stratos Wealth Advisors, LLC, an SEC Registered Investment Advisor, manages over $3.5 billion in advisory assets and over $340 million in third party managed assets as of March 31, 2025. Stratos Wealth Management DBA LPL Financial, an SEC Registered Investment Advisor, manages over $307 million in advisory assets, and advises through LPL Financial, over $672 million in brokerage and third party managed assets for a total of $979 million as of March 31, 2025. Investment advice offered through Stratos Wealth Partners, Ltd., a registered investment advisor and a separate entity from LPL Financial. The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AL, AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, ME, MD, MI, MN, MO, MS, MT, ND, NE, NH, NJ, NC, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV and WY